DFX Intelligence
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Registered advisor
G•••••• W••••
Feed of 09/15/2026
Also filed as G•••••• M•••••• W••••
At current firm
3 y
since Jan 27, 2023
In the industry
20 y
since May 19, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Aug 25, 2025 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouse currentsince Jan 27, 2023 · Richmond, Va
- L•• F•••••••• L•• BD affiliatedMar 19, 2021 to Dec 15, 2022 · Fort Mill, Sc
- W•••• F•••• A••••••• wirehouseApr 8, 2014 to Mar 19, 2021 · St. Louis, Mo
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJun 29, 2009 to Mar 4, 2014 · St. Petersburg, Fl
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedMar 17, 2008 to Oct 10, 2009 · St Petersburg, Fl
- W•••• F•••• A••••••• wirehouseMay 22, 2006 to Mar 14, 2008 · Richmond, Va
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to W•••• F•••• A•••••••left Dec 15, 2022, registered Jan 27, 2023 (43 days) · RIA to wirehouse
- W•••• F•••• A••••••• to L•• F•••••••• L••left Mar 19, 2021, registered Mar 19, 2021 (0 days) · Wirehouse to affiliated broker-dealer or bank
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W•••• F•••• A•••••••left Mar 4, 2014, registered Apr 8, 2014 (35 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 10, 2009, registered Jun 29, 2009 (-103 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S•••••••• I•••left Mar 14, 2008, registered Mar 17, 2008 (3 days) · Other
Signals
- ••• LockedDec 15, 2022 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address