RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• Z••••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Jan 22, 2025 · Minneapolis, Mn
- C••••• W••••• S••••••••• independent RIAOct 31, 2022 to Feb 12, 2025 · Bloomington, Mn
- O•••• W••••• M••••••••• L•• independent RIAMay 1, 2017 to Jun 10, 2022 · Altoona, Wi
- C••••• W••••• S••••••••• to J••• M••••• S••••••••• L••left Feb 12, 2025, registered Jan 22, 2025 (-21 days) · RIA to wirehouse
- O•••• W••••• M••••••••• L•• to C••••• W••••• S•••••••••left Jun 10, 2022, registered Oct 31, 2022 (143 days) · RIA to RIA
- R••• Z•••••• left C••••• W••••• S••••••••• for J••• M••••• S••••••••• L•• (registered 2025-01-22)Feb 12, 2025 · Advisor changed firm · fact
- R••• Z•••••• left O•••• W••••• M••••••••• L•• for C••••• W••••• S••••••••• (registered 2022-10-31)Jun 10, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address