DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
E•••• K•••• C••••••••
Feed of 09/14/2026
Also filed as K•••• C••••••••
At current firm
12 y
since Jan 21, 2014
In the industry
22 y
since Jun 18, 2004 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jan 21, 2014 · Grenada, Ms
- L•• F•••••••• L•• BD affiliatedOct 22, 2010 to Feb 26, 2013 · Fort Mill, Sc
- E••••• J•••• national BDMay 29, 2007 to Oct 12, 2010 · Grenada, Ms
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Feb 26, 2013, registered Jan 21, 2014 (329 days) · Other
- E••••• J•••• to L•• F•••••••• L••left Oct 12, 2010, registered Oct 22, 2010 (10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address