DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Louis Michael Ressler

Fiducient Advisors LLCmixed wealthChicago, IlIA-onlyIAPD 4789112

Feed of 09/14/2026

At current firm

3 y

since Jan 17, 2023

In the industry

20 y

since Dec 7, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Designations: AIF, CPFAreportedfiducientadvisors.comas printed on the bio page, Sep 16, 2026
Years, as the firm states: 20reportedfiducientadvisors.com“Lou has over 20 years of experience in the retirement plan industry.”
Professional profile: fiducientadvisors.com/team/louis-resslerreportedfiducientadvisors.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Fiducient Advisors LLC mixed wealth current
since Jan 17, 2023 · Chicago, Il
Wintrust Investments former
Apr 16, 2019 to Nov 30, 2022 · Chicago, Il
LPL Financial LLC BD affiliated
Sep 7, 2017 to Apr 25, 2019 · Rockford, Il
Usi Advisors institutional
Jun 5, 2015 to Aug 7, 2017 · Oak Brook, Il
Usi Securities, Inc. no RAUM
Jun 4, 2015 to Jun 5, 2015 · Glastonbury, Ct

Moves

a registration end followed by a registration begin elsewhere

Wintrust Investments to Fiducient Advisors LLC
left Nov 30, 2022, registered Jan 17, 2023 (48 days) · RIA to RIA
LPL Financial LLC to Wintrust Investments
left Apr 25, 2019, registered Apr 16, 2019 (-9 days) · RIA to RIA
Usi Advisors to LPL Financial LLC
left Aug 7, 2017, registered Sep 7, 2017 (31 days) · Other
Usi Securities, Inc. to Usi Advisors
left Jun 5, 2015, registered Jun 5, 2015 (0 days) · Other

Signals

Louis Michael Ressler left Wintrust Investments for Fiducient Advisors Llc (registered 2023-01-17)
Nov 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address