DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Fiducient Advisors LLC
Latest filing Jul 24, 2026
First filing on the tape Mar 27, 2012 · 40 filings
SEC status approved since Mar 27, 1995
RAUM
$98B
reported, Item 5.F
Discretionary
54%
of RAUM
Private clients
34%
$33B individuals and HNW
Advisors
69
registered through the firm on IAPD
RAUM per advisor
$1.4B
derived; firm RAUM over IAPD count
Employees
210
78 advisory (5.B.1)
Offices
17
beyond the principal office
Private funds
0
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$98B as of Jul 24, 2026
Mar 27, 2012$4.8B then
HNW client RAUM$33B as of Jul 24, 2026
Mar 30, 2018$6.8B then
State-registered IARs (5.B.3)60 as of Jul 24, 2026
Mar 13, 20130 then
Employees (5.A)210 as of Jul 24, 2026
Mar 13, 201361 then
Private funds: no history
RAUM +44% over the last fiscal year+35% a year over threeIARs 62 to 60offices 13 to 17
Practice profile
derived from the filing of Jul 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $1.4BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 10derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $63.9MderivedHNW RAUM over HNW clients
- Average account
- $78.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 54%derivedof RAUM
- Institutional
- 66%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 3.8derived18 offices incl. principal (1.F.5)
- RAUM growth, one year
- +44%derivedbetween the last two annual amendments
- Advisor growth, one year
- -3.2%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.3%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, publications, educational seminars, otherreportedItem 5.G
- Custody
- $39B, 734 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$47B48%
- High-net-worth individuals$33B34%
- Charitable organizations$17B18%
- Corporations and businesses$133M0.1%
- Individuals$39.3M0.0%
- Individual clients
- 171reported
- HNW clients
- 518reported
- Pension plan clients
- 205reported
- Charitable clients
- 341reported
- Accounts
- 1,241reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $39B for 734 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.34 fund_share=0.0 institutional_share=0.66 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
61 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michael Steven BenoitCertified Financial Planner | Chicago, Il | Jun 22, 1998 | 38 y | 1 |
| Jeffry David Benoit | Chicago, Il | Nov 8, 2000 | 38 y | 0 |
| Chad Allen TischerCertified Financial Planner | Chicago, Il | Apr 16, 2009 | 27 y | 1 |
| Joseph Anthony ScimeCertified Financial Planner, Chartered Financial Analyst | Chicago, Il | Apr 16, 2015 | 18 y | 1 |
| Adam Paul NewellCertified Financial Planner, Chartered Financial Analyst | Chicago, Il | Apr 16, 2015 | 23 y | 1 |
| Nicholas Paul BreitCertified Financial Planner, Chartered Financial Analyst | Chicago, Il | Apr 16, 2015 | 23 y | 2 |
| Jonathon Jay FellowsChartered Financial Analyst | Chicago, Il | Apr 28, 2015 | 32 y | 0 |
| Barrett Rea Scott | Mclean, Va | Mar 22, 2018 | 10 y | 1 |
| David Michael ThomeCertified Financial Planner | Chicago, Il | Mar 22, 2018 | 21 y | 6 |
| Ahmed Osman Farruk | Chicago, Il | Mar 22, 2018 | 23 y | 3 |
| Sheena Effendi | Chicago, Il | Mar 22, 2018 | 24 y | 5 |
| Will Stratton Fisher | Mclean, Va | Mar 22, 2018 | 27 y | 4 |
| Altan Oriqilang WulijiCertified Financial Planner | Chicago, Il | May 11, 2018 | 16 y | 2 |
| Michael Paul EmersonCertified Financial Planner | Chicago, Il | May 11, 2018 | 12 y | 1 |
| Christine Marie JordanCertified Financial Planner | Chicago, Il | Aug 28, 2018 | 25 y | 2 |
| Joseph Samuel Cortese | Chicago, Il | Nov 28, 2018 | 23 y | 2 |
| Carol Flores Mcshera | Windsor, Ct | Sep 8, 2020 | 14 y | 3 |
| Sean Mccaffery | Windsor, Ct | Jan 11, 2021 | 12 y | 1 |
| Robert Hunter LowryChartered Financial Analyst | Chicago, Il | Jan 11, 2021 | 16 y | 2 |
| Ryan Thomas Gardner | Chicago, Il | Jan 11, 2021 | 22 y | 2 |
| Scott Gregory Boulton | Chicago, Il | Jan 11, 2021 | 14 y | 2 |
| Eileen Foley AllgroveCertified Financial Planner | Windsor, Ct | Jan 11, 2021 | 28 y | 1 |
| Michael John Chase | Windsor, Ct | Jan 11, 2021 | 19 y | 1 |
| Christopher Francis KachmarChartered Financial Analyst | Chicago, Il | Jan 11, 2021 | 26 y | 2 |
| Andrew Boris Salak | Windsor, Ct | Jan 12, 2021 | 18 y | 2 |
| Matthew James KaminskiChartered Financial Analyst | Windsor, Ct | Jan 12, 2021 | 21 y | 2 |
| Joseph Anthony Diogostine | Windsor, Ct | Jan 12, 2021 | 25 y | 2 |
| Jeffrey Jules Capone | Windsor, Ct | Jan 12, 2021 | 16 y | 1 |
| Matthew Tyson SmithChartered Financial Analyst | Chicago, Il | Jan 12, 2021 | 16 y | 3 |
| Kathryn Jane PizziChartered Financial Analyst | Windsor, Ct | Jan 12, 2021 | 10 y | 2 |
| Christopher Jon Rowlins | Windsor, Ct | Jan 12, 2021 | 35 y | 2 |
| Karen Rose Paulson | Windsor, Ct | Jan 12, 2021 | 31 y | 2 |
| Tyler B Polk | Chicago, Il | Jan 12, 2021 | 19 y | 2 |
| Anthony John TrangheseChartered Financial Analyst | Chicago, Il | Jan 12, 2021 | 23 y | 2 |
| Michael Edmond Goss | Windsor, Ct | Jan 13, 2021 | 31 y | 2 |
| Devon Coyle Francis | Windsor, Ct | Jan 13, 2021 | 20 y | 1 |
| Frank LocatellCertified Financial Planner | Chicago, Il | Feb 3, 2021 | 18 y | 2 |
| Gregory F. AdamsChartered Financial Consultant | Chicago, Il | Mar 2, 2021 | 17 y | 3 |
| Peter Douglas Nadeau | Chicago, Il | Mar 8, 2021 | 19 y | 1 |
| Theodore Michael Dawson | Wellesley, Ma | Mar 8, 2022 | 11 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount7 left over 36 months
Left, latest
- Andrew Doten to William Blair & Company L.L.C.Sep 8, 2025 · RIA to affiliated broker-dealer or bank
- Jeffrey Houston Mitchell to Usi AdvisorsDec 3, 2024 · Other
- Sarah Elizabeth Hinman to LPL Financial LLCAug 14, 2024 · RIA to affiliated broker-dealer or bank
- Marc Walter Corigliano to Fpg WealthApr 10, 2024 · RIA to RIA
- Timothy James Black to Sei Investments Management CorpJan 29, 2024 · Other
- Colleen Lopez to Hightower Advisors, LLCDec 20, 2023 · RIA to affiliated broker-dealer or bank
- William John Parker to Cibc Private Wealth Advisors, Inc.Nov 20, 2023 · RIA to affiliated broker-dealer or bank
- Stephen Bergman to J.P. Morgan Securities LLCAug 19, 2022 · RIA to wirehouse
- Ryan Patrick Tracy to Marquette Associates, Inc.Apr 19, 2022 · Other
- Tina Renee Zemba to UBS Financial Services Inc.Jul 14, 2020 · RIA to wirehouse
Joined, latest
- Brad Leighton Long from Wells Fargo AdvisorsJun 4, 2025 · Wirehouse to independent RIA
- Brian Joseph Samuels from Sii Investments, Inc.Oct 7, 2024 · Other
- Dawuanta Do'Juor Northern from Capasso Planning Partners LLCSep 6, 2024 · RIA to RIA
- Guadalupe Gomez from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 19, 2024 · Wirehouse to independent RIA
- Richard Andrew Carey from Equitable Advisors, LLCMay 24, 2023 · Affiliated broker-dealer or bank to independent RIA
- Andrew Doten from Brownson, Rehmus & Foxworth, Inc.Feb 7, 2023 · RIA to RIA
- Louis Michael Ressler from Wintrust InvestmentsJan 17, 2023 · RIA to RIA
- Timothy James Black from Pnc Capital Advisors LLCDec 19, 2022 · Other
- Stephen Bergman from Forum Financial Management, LPJul 13, 2022 · RIA to RIA
- Theodore Michael Dawson from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 8, 2022 · Wirehouse to independent RIA
- Marc Walter Corigliano from Nuveen Asset Management, LLCFeb 16, 2022 · RIA to RIA
- Joseph Samuel Cortese from UBS Financial Services Inc.Nov 28, 2018 · Wirehouse to independent RIA
- Christine Marie Jordan from Rappaport Reiches Capital Management,Aug 28, 2018 · Other
- Sarah Elizabeth Hinman from Trinity Financial Advisors LLCJun 15, 2018 · Other
- Ryan Patrick Tracy from Cg Advisory ServicesMay 14, 2018 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 6 joined from Orion Investment Advisors, LLCMar 28, 2018 · Mclean, Va · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Marie Sabrina Bailey · Chief Executive Officercontrolsince 07/2023 · owns less than 5%
- Steven Michael Benoit · Manager, Treasurercontrolsince 04/2020 · owns less than 5%
- Allen Robert Dimeo · Chairmancontrolsince 07/2023 · owns less than 5%
- Nathan Michael Goldman · Managercontrolsince 04/2020 · owns less than 5%
- Edmond Michael Goss · Presidentcontrolsince 10/2025 · owns less than 5%
- Jay Robert Hilzenrath · Director - Wealthspirecontrolsince 10/2025 · owns less than 5%
- Francis Christopher Kachmar · Chief Market Strategistcontrolsince 04/2020 · owns less than 5%
- Anthony Michael Lamena · Chief Executive Officer - Wealthspirecontrolsince 10/2025 · owns less than 5%
- L Brad Long · Chief Investment Officercontrolsince 07/2023 · owns less than 5%
- Marie Lisa Moceri · Chief Operating Officercontrolsince 12/2025 · owns less than 5%
- Ei Chun Veronica Moo · Director - Wealthspirecontrolsince 10/2025 · owns less than 5%
- Edward Carl Nelson · President - Wealthspirecontrolsince 10/2025 · owns less than 5%
- Ronald Brett Schneider · Director - Wealthspirecontrolsince 10/2025 · owns less than 5%
- Jonathan Elan Sharoni · Managercontrolsince 04/2020 · owns less than 5%
- F Suzanne Spradley · Senior Vice Presidentcontrolsince 04/2020 · owns less than 5%
- J Brian Yu · Chief Compliance Officercontrolsince 01/2026 · owns less than 5%
- Evans Papanikolaou · Chief Operating Officer, Secretarysince 06/2024 · owns less than 5%
- Marie Donna White · Chief Compliance Officersince 12/2024 · owns less than 5%
Entity owners
- Fiducient Holdings, LLC · Ownerdirect · owns 75% or more
- Wealthspire US Parent, LLC · Ownerdirect · owns 75% or more
- Aon, Plc · Ownerindirect · owns 75% or more of Randolph Finance Unlimited Company · public reporting company
- Nfp Corp. · Memberindirect · owns 75% or more of Fiducient Holdings, LLC
- Nfp Intermdiate Holdings B Corp. · Ownerindirect · owns 75% or more of Nfp Corp.
- Randolph Acquisition Corp. · Ownerindirect · owns 75% or more of Nfp Intermdiate Holdings B Corp.
- Randolph Finance Unlimited Company · Ownerindirect · owns 75% or more of Randolph Acquisition Corp.
Related persons
Schedule D 7.A
- Financial Architects Partners, LLCreal estaten
- Nfp Insurance Services, Inc.real estaten
- Nfp Property & Casualty Services, Inc.real estaten
- Wealthspire Retirement Advisoryinvestment advisernRAUM $39B
- Wealthspire Advisorsinvestment advisernRAUM $34B
Advisers that list Fiducient Advisors LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Chicago, Il · principal | 67 | 7 | 0 | ||
| Windsor, Ct | 25 | 0 | 0 | ||
| Mclean, Va | 6 | 0 | 0 | ||
| Wellesley, Ma | 3 | 0 | 0 | ||
| Salt Lake City, Ut | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Windsor, CT34 employees
- Wellesley, MA6 employees
- Boston, MA6 employees
- Mclean, VA5 employees
- Montclair, NJ1 employees
- Kennebunk, ME1 employees
- , 1 employees
ADV anomalies
10 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 24, 2026LAMENA, MICHAEL, ANTHONY (CHIEF EXECUTIVE OFFICER - WEALTHSPIRE) appeared on Schedule A between the filings of 2024-12-19 and 2026-07-24peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Jul 24, 2026YU, BRIAN, J (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-12-19 and 2026-07-24peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Jul 24, 2026SCHNEIDER, BRETT, RONALD (DIRECTOR - WEALTHSPIRE) appeared on Schedule A between the filings of 2024-12-19 and 2026-07-24peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Jul 24, 2026Moceri, Lisa, Marie (CHIEF OPERATING OFFICER) appeared on Schedule A between the filings of 2024-12-19 and 2026-07-24peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Jul 24, 2026DIMEO, ROBERT, ALLEN (CHAIRMAN) left Schedule A between the filings of 2024-12-19 and 2026-07-24peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Jul 24, 2026BENOIT, MICHAEL, STEVEN (MANAGER, TREASURER) left Schedule A between the filings of 2024-12-19 and 2026-07-24peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Jul 24, 2026GOLDMAN, MICHAEL, NATHAN (MANAGER) left Schedule A between the filings of 2024-12-19 and 2026-07-24peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Jul 24, 2026SHARONI, ELAN, JONATHAN (MANAGER) left Schedule A between the filings of 2024-12-19 and 2026-07-24peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Jul 24, 2026SPRADLEY, SUZANNE, F (SENIOR VICE PRESIDENT) left Schedule A between the filings of 2024-12-19 and 2026-07-24peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Jul 24, 2026BAILEY, SABRINA, MARIE (CHIEF EXECUTIVE OFFICER) left Schedule A between the filings of 2024-12-19 and 2026-07-24peers: independent wealth managers, $20B and over (84)
What changed
consecutive filings, newest first
- Accounts · 1,150 to 1,241Jan 9, 2026 to Mar 30, 2026
- Advisory employees · 82 to 78Jan 9, 2026 to Mar 30, 2026
- Advisory activities · 8 to 9Jan 9, 2026 to Mar 30, 2026
- Charity clients · 324 to 341Jan 9, 2026 to Mar 30, 2026
- Corporate clients · 5 to 4Jan 9, 2026 to Mar 30, 2026
- HNW clients · 496 to 518Jan 9, 2026 to Mar 30, 2026
- Pension plan clients · 152 to 205Jan 9, 2026 to Mar 30, 2026
- Assets in custody · $24B to $39BJan 9, 2026 to Mar 30, 2026
- Employees · 218 to 210Jan 9, 2026 to Mar 30, 2026
- State-registered IARs · 62 to 60Jan 9, 2026 to Mar 30, 2026
- Other offices · 13 to 17Jan 9, 2026 to Mar 30, 2026
- Discretionary RAUM · $34B to $52BJan 9, 2026 to Mar 30, 2026
- HNW RAUM · $25B to $33BJan 9, 2026 to Mar 30, 2026
- Individual RAUM · $39.2M to $39.3MJan 9, 2026 to Mar 30, 2026
- Non-discretionary RAUM · $33B to $45BJan 9, 2026 to Mar 30, 2026
- Pension RAUM · $28B to $47BJan 9, 2026 to Mar 30, 2026
- RAUM · $68B to $98BJan 9, 2026 to Mar 30, 2026
- Related bank · true to falseMar 26, 2025 to Nov 25, 2025
- Related broker-dealer · true to falseMar 26, 2025 to Nov 25, 2025
- Accounts · 1,094 to 1,150Feb 21, 2025 to Mar 26, 2025
- Charity clients · 325 to 324Feb 21, 2025 to Mar 26, 2025
- Corporate clients · 6 to 5Feb 21, 2025 to Mar 26, 2025
- HNW clients · 432 to 496Feb 21, 2025 to Mar 26, 2025
- Individual clients · 200 to 171Feb 21, 2025 to Mar 26, 2025
- Pension plan clients · 131 to 152Feb 21, 2025 to Mar 26, 2025
- Assets in custody · $1.6B to $24BFeb 21, 2025 to Mar 26, 2025
- Custody of client assets · false to trueFeb 21, 2025 to Mar 26, 2025
- Financial planning clients · 101-250 to 101-250Feb 21, 2025 to Mar 26, 2025
- State-registered IARs · 71 to 62Feb 21, 2025 to Mar 26, 2025
- Discretionary RAUM · $27B to $34BFeb 21, 2025 to Mar 26, 2025
- HNW RAUM · $21B to $25BFeb 21, 2025 to Mar 26, 2025
- Individual RAUM · $98.0M to $39.2MFeb 21, 2025 to Mar 26, 2025
- Non-discretionary RAUM · $29B to $33BFeb 21, 2025 to Mar 26, 2025
- Pension RAUM · $22B to $28BFeb 21, 2025 to Mar 26, 2025
- RAUM · $56B to $68BFeb 21, 2025 to Mar 26, 2025
- Wrap assets (manager) · 126792238.0 to unsetFeb 21, 2025 to Mar 26, 2025
- Wrap assets (sponsor) · 0.0 to unsetFeb 21, 2025 to Mar 26, 2025
- Related bank · false to trueMar 27, 2024 to May 31, 2024
- Accounts · 1,061 to 1,094Nov 10, 2023 to Mar 27, 2024
- Advisory employees · 96 to 82Nov 10, 2023 to Mar 27, 2024
Signals
42 dated events
- Fiducient Advisors Llc reported RAUM $97.5B, up 44% from $67.6B (2026-01-09 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Andrew Doten left Fiducient Advisors Llc for William Blair & Company L.L.C. (registered 2025-08-20)Sep 8, 2025 · Advisor changed firm · fact
- Nmn Muneshrie Tiwari (Chief Compliance Officer, Associate General Counsel) no longer on Schedule A of Fiducient Advisors Llc (listed 2024-06-10, absent 2024-12-19)Dec 19, 2024 · Control person left · inference
- Jeffrey Houston Mitchell left Fiducient Advisors Llc for Usi Advisors (registered 2025-09-23)Dec 3, 2024 · Advisor changed firm · fact
- Sarah Elizabeth Hinman left Fiducient Advisors Llc for Lpl Financial Llc (registered 2024-08-22)Aug 14, 2024 · Advisor changed firm · fact
- Ellen Julie Vander Weele (Chief Operating Officer; Secretary) no longer on Schedule A of Fiducient Advisors Llc (listed 2024-05-31, absent 2024-06-10)Jun 10, 2024 · Control person left · inference
- Edmond Michael Goss (President, Managing Partner) appeared on Schedule A of Fiducient Advisors LlcMay 31, 2024 · Control person joined · fact
- Robert Mark Wetzel (Manager, President) no longer on Schedule A of Fiducient Advisors Llc (listed 2024-03-27, absent 2024-05-31)May 31, 2024 · Control person left · inference
- Marc Walter Corigliano left Fiducient Advisors Llc for Fpg Wealth (registered 2024-03-20)Apr 10, 2024 · Advisor changed firm · fact
- Fiducient Advisors Llc reported 71 state-registered advisory representatives, up from 59 (2023-11-10 to 2024-03-27)Mar 27, 2024 · Advisor headcount change · derived
- Fiducient Advisors Llc reported RAUM $55.9B, up 40% from $40.0B (2023-11-10 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- Timothy James Black left Fiducient Advisors Llc for Sei Investments Management Corp (registered 2024-01-04)Jan 29, 2024 · Advisor changed firm · fact
- Colleen Lopez left Fiducient Advisors Llc for Hightower Advisors, Llc (registered 2024-05-09)Dec 20, 2023 · Advisor changed firm · fact
- William John Parker left Fiducient Advisors Llc for Cibc Private Wealth Advisors, Inc. (registered 2024-03-12)Nov 20, 2023 · Advisor changed firm · fact
- Raymon Matthew Rice (Chief Financial Officer, Chief Investment Officer And Secretary) no longer on Schedule A of Fiducient Advisors Llc (listed 2023-04-04, absent 2023-08-24)Aug 24, 2023 · Control person left · inference
- Marie Sabrina Bailey (Chief Executive Officer) appeared on Schedule A of Fiducient Advisors LlcAug 24, 2023 · Control person joined · fact
- L Brad Long (Chief Investment Officer) appeared on Schedule A of Fiducient Advisors LlcAug 24, 2023 · Control person joined · fact
- Nmn Muneshrie Tiwari (Chief Compliance Officer, Associate General Counsel) appeared on Schedule A of Fiducient Advisors LlcApr 4, 2023 · Control person joined · fact
- Fiducient Advisors Llc reported 59 state-registered advisory representatives, up from 49 (2022-04-08 to 2023-03-29)Mar 29, 2023 · Advisor headcount change · derived
- Jean Megan Claucherty (General Counsel And Chief Compliance Officer) no longer on Schedule A of Fiducient Advisors Llc (listed 2022-04-08, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- Stephen Bergman left Fiducient Advisors Llc for J.P. Morgan Securities Llc (registered 2024-07-02)Aug 19, 2022 · Advisor changed firm · fact
- Ryan Patrick Tracy left Fiducient Advisors Llc for Marquette Associates, Inc. (registered 2026-01-01)Apr 19, 2022 · Advisor changed firm · fact
- Fiducient Advisors Llc reported 49 state-registered advisory representatives, up from 29 (2021-08-31 to 2022-03-24)Mar 24, 2022 · Advisor headcount change · derived
- Jean Megan Claucherty (General Counsel And Chief Compliance Officer) appeared on Schedule A of Fiducient Advisors LlcAug 31, 2021 · Control person joined · fact
- Marie Lisa Tamburini (Chief Compliance Officer) no longer on Schedule A of Fiducient Advisors Llc (listed 2021-05-24, absent 2021-08-31)Aug 31, 2021 · Control person left · inference
- Fiducient Advisors Llc reported RAUM $28.3B, up 48% from $19.1B (2021-01-12 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- Ronald Brett Schneider (Manager) no longer on Schedule A of Fiducient Advisors Llc (listed 2021-01-12, absent 2021-03-29)Mar 29, 2021 · Control person left · inference
- George Edward O'Malley (Manager) no longer on Schedule A of Fiducient Advisors Llc (listed 2021-01-12, absent 2021-03-29)Mar 29, 2021 · Control person left · inference
- Jay Robert Hilzenrath (Manager) appeared on Schedule A of Fiducient Advisors LlcMar 29, 2021 · Control person joined · fact
- Jonathan Elan Sharoni (Manager) appeared on Schedule A of Fiducient Advisors LlcMar 29, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 800-260-5445reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 833-596-5945reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/Fiducient-Advisorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- FiducientAdvisors.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 312-853-1000reportedpublic record, Form ADV, Jul 24, 2026
- Contact form
- fiducientadvisors.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- fiducientadvisors.com/about/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.4Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026