N•••• H•••••

• U••• B•••••• A•••••••• L•• BD affiliated current
  since Feb 13, 2026 · Lemont, Il
• U••• B•••••• I••••••••• I••• former
  May 9, 2018 to Feb 13, 2026 · Saint Paul, Mn
• J••• M••••• S••••••••• L•• wirehouse
  Oct 1, 2012 to May 15, 2018 · Chicago, Il
• C•••• I••••••••• S••••••• C•••• former
  Feb 23, 2012 to Oct 1, 2012 · Hanover Park, Il

• U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
  left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
• J••• M••••• S••••••••• L•• to U••• B•••••• I••••••••• I•••
  left May 15, 2018, registered May 9, 2018 (-6 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
• C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
  left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address