DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
H••••• M• B•••••••••
Feed of 09/14/2026
Also filed as H••••• B•••••••••
At current firm
10 y
since Dec 4, 2015
In the industry
20 y
since Dec 8, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Dec 4, 2015 · Scottsdale, Az
- B••••••• C•••••• I••• formerJun 8, 2012 to Dec 4, 2015 · Los Angeles, Ca
- W•••• F•••• A••••••• wirehouseMay 18, 2012 to Jun 11, 2012 · Los Angeles, Ca
- B••••••• C•••••• I••• formerJan 23, 2012 to May 25, 2012 · Los Angeles, Ca
- W•••• F•••• A••••••• wirehouseNov 15, 2006 to Jan 23, 2012 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- B••••••• C•••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Dec 4, 2015, registered Dec 4, 2015 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to B••••••• C•••••• I•••left Jun 11, 2012, registered Jun 8, 2012 (-3 days) · Other
- B••••••• C•••••• I••• to W•••• F•••• A•••••••left May 25, 2012, registered May 18, 2012 (-7 days) · Other
- W•••• F•••• A••••••• to B••••••• C•••••• I•••left Jan 23, 2012, registered Jan 23, 2012 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address