RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• C••••••• H••••••••
- O••••••••• institutional currentsince Jun 16, 2025 · Overland Park, Ks
- E•••••• A••••••• G••••• L•• BD affiliatedApr 6, 2021 to Oct 25, 2021 · Mission Viejo, Ca
- B•••••• G••••• W••••• A•••••••• I••• formerJan 20, 2016 to Mar 12, 2021 · Irvine, Ca
- E•••••••• A•••••••• L•• national BDSep 17, 2015 to Sep 16, 2016 · Irvine, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 21, 2007 to Nov 20, 2007 · San Diego, Ca
- E•••••• A••••••• G••••• L•• to O•••••••••left Oct 25, 2021, registered Jun 16, 2025 (1330 days) · Other
- B•••••• G••••• W••••• A•••••••• I••• to E•••••• A••••••• G••••• L••left Mar 12, 2021, registered Apr 6, 2021 (25 days) · Other
- E•••••••• A•••••••• L•• to B•••••• G••••• W••••• A•••••••• I•••left Sep 16, 2016, registered Jan 20, 2016 (-240 days) · Other · moved with a team
- C•••••••• G••••• M•••••• I••• to E•••••••• A•••••••• L••left Nov 20, 2007, registered Sep 17, 2015 (2858 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address