DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J•••• L•••• B••••••

C••••••• P•••••••independent RIAOverland Park, Ks IA-onlyIAPD 4791494

Feed of 09/15/2026

Also filed as James L. Battmer

At current firm

4 y

since Dec 17, 2021

In the industry

21 y

since Dec 11, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• P••••••• independent RIA current
since Dec 17, 2021 · Overland Park, Ks
L•••••• I••••••••• A•••••••• L•• no RAUM
Apr 7, 2021 to Dec 17, 2021 · Overland Park, Ks
L•• F•••••••• L•• BD affiliated
Nov 30, 2010 to Feb 10, 2012 · Fort Mill, Sc
N•• A•••••••• I••• unclassified
Aug 27, 2010 to Nov 30, 2010 · Leawood, Ks
O••••••••• institutional
Jun 9, 2010 to Mar 24, 2021 · Overland Park, Ks
O••••••••• institutional
Jun 9, 2010 to Dec 31, 2014 · Leawood, Ks
M••••• S•••••• D• I••• unclassified
Dec 13, 2004 to Feb 1, 2005 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

L•••••• I••••••••• A•••••••• L•• to C••••••• P•••••••
left Dec 17, 2021, registered Dec 17, 2021 (0 days) · corporate re-registration, not a move
O••••••••• to N•• A•••••••• I•••
left Mar 24, 2021, registered Aug 27, 2010 (-3862 days) · Other
L•• F•••••••• L•• to L•••••• I••••••••• A•••••••• L••
left Feb 10, 2012, registered Apr 7, 2021 (3344 days) · Other
N•• A•••••••• I••• to L•• F•••••••• L••
left Nov 30, 2010, registered Nov 30, 2010 (0 days) · corporate re-registration, not a move
M••••• S•••••• D• I••• to O•••••••••
left Feb 1, 2005, registered Jun 9, 2010 (1954 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address