RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• L•••• H•••••••••
- F••••••••• W••••• M••••••••• L•• independent RIA currentsince Jul 2, 2024 · Wilmington, De
- I••••••••• W••••• A•••••••• L•• formerNov 16, 2007 to Jul 12, 2024 · Wilmington, De
- B•• F•••••••• S••••••• unclassifiedMay 20, 2004 to Jan 24, 2008 · Bear, De
- I••••••••• W••••• A•••••••• L•• to F••••••••• W••••• M••••••••• L••left Jul 12, 2024, registered Jul 2, 2024 (-10 days) · RIA to RIA
- B•• F•••••••• S••••••• to I••••••••• W••••• A•••••••• L••left Jan 24, 2008, registered Nov 16, 2007 (-69 days) · Other
- B•••••• L•••• H••••••••• left I••••••••• W••••• A•••••••• L•• for F••••••••• W••••• M••••••••• L•• (registered 2024-07-02)Jul 12, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address