RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••• W••••• C•••••••••
- N••••• F• state registered currentsince Jan 5, 2026 · Hingham, Ma
- R•••••• I••••••••• asset managerFeb 1, 2010 to Oct 17, 2023 · Columbus, Oh
- V•• K••••• A••••••• I•• unclassifiedFeb 1, 2006 to Feb 2, 2010 · Houston, Tx
- M••••• S•••••• D• I••• unclassifiedJul 26, 2004 to Feb 2, 2006 · Ridgewood, Nj
- R•••••• I••••••••• to N••••• F•left Oct 17, 2023, registered Jan 5, 2026 (811 days) · Other
- V•• K••••• A••••••• I•• to R•••••• I•••••••••left Feb 2, 2010, registered Feb 1, 2010 (-1 days) · Other
- M••••• S•••••• D• I••• to V•• K••••• A••••••• I••left Feb 2, 2006, registered Feb 1, 2006 (-1 days) · Other
- C••• W••••• C••••••••• left R•••••• I••••••••• for N••••• F• (registered 2026-01-05)Oct 17, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address