RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• M•••• T••••••
- E•••••••• P•• independent RIA currentsince Jul 6, 2011 · Berwyn, Pa
- B••••••••• L•• formerApr 28, 2008 to Jul 1, 2011 · Chicago, Il
- F••• A••••••• formerAug 2, 2005 to Apr 29, 2008 · Bloomington, Il
- E•••••••• A•••••••• L•• national BDApr 8, 2005 to Aug 2, 2005 · Decatur, Il
- B••••••••• L•• to E•••••••• P••left Jul 1, 2011, registered Jul 6, 2011 (5 days) · Other
- F••• A••••••• to B••••••••• L••left Apr 29, 2008, registered Apr 28, 2008 (-1 days) · Other
- E•••••••• A•••••••• L•• to F••• A•••••••left Aug 2, 2005, registered Aug 2, 2005 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address