RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W••••• H••••• G••••
- G•••• T••• B••••• • A•••••• L•• independent RIA currentsince Jan 19, 2023 · Beverly Hills, Ca
- G••••• T••••••••• • A••••• M••••••••• I••• unclassifiedOct 14, 2004 to Apr 14, 2010 · Beverly Hills, Ca
- G•••• T••• B••••• • A•••••• L•• unclassifiedAug 23, 2004 to Dec 31, 2016 · Beverly Hills, Ca
- G•••• T••• B••••• • A•••••• L•• to G••••• T••••••••• • A••••• M••••••••• I•••left Dec 31, 2016, registered Oct 14, 2004 (-4461 days) · Other · moved with a team
- G••••• T••••••••• • A••••• M••••••••• I••• to G•••• T••• B••••• • A•••••• L••left Apr 14, 2010, registered Jan 19, 2023 (4663 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address