DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

G•••• T••• B••••• • A•••••• L••

Independent wealth managerBeverly Hills, CaliforniaCRD 319128SEC 801-127101IAPD

Latest filing May 6, 2026

First filing on the tape Nov 25, 2022 · 7 filings

SEC status approved since Jan 3, 2023

RAUM

$2.3B

reported, Item 5.F

Discretionary

89%

of RAUM

Private clients

99%

$2.2B individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$285M

derived; firm RAUM over IAPD count

Employees

7 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

7 filings and snapshots on the tape

RAUM$2.3B as of May 6, 2026

Mar 28, 2024$1.7B then

HNW client RAUM$2.2B as of May 6, 2026

Mar 28, 2024$1.7B then

State-registered IARs (5.B.3)7 as of May 6, 2026

Mar 28, 20247 then

Employees (5.A)89 as of May 6, 2026

Mar 28, 202486 then

Private funds: no history

RAUM +28% over the last fiscal yearIARs 6 to 7

Practice profile

derived from the filing of May 6, 2026; every figure names its basis

Archetypes, each a printed rule

UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M

RAUM per advisor: $285MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 27derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $13.0MderivedHNW RAUM over HNW clients
Average account: $1.8MderivedRAUM over accounts (5.F.2.f)
Discretionary: 89%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 11.1derivedItem 5.A over advisors
Advisors per office: 8.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +28%derivedbetween the last two annual amendments
Advisor growth, one year: +17%derivedItem 5.B.3 between annual amendments
Client growth, one year: -1.4%derived
Compensation: otherreportedItem 5.E
Advisory activities: portfolio management for individuals, selection of other advisersreportedItem 5.G
Custody: $2.0B, 207 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$2.2B98%
Corporations and businesses$30.9M1.4%
Individuals$16.9M0.7%

Individual clients: 45reported
HNW clients: 172reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 1,264reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: $2.0B for 207 clientsreported
Compensation: n/areported
Class basis: private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived

Advisors registered through the firm

8 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
W••••• H••••• G••••	Beverly Hills, Ca	Jan 19, 2023	33 y	2
H••••• W•••••• A•••••	Beverly Hills, Ca	Jan 19, 2023	33 y	2
C•••• S•••• B•••••	Beverly Hills, Ca	Jan 19, 2023	33 y	2
Z•• A•• L•••••••	Beverly Hills, Ca	Apr 25, 2023	21 y	1
B•••• K•••••• D••••••	Beverly Hills, Ca	Oct 25, 2023	26 y	3
M•••••• P•••••••••	Beverly Hills, Ca	Jun 14, 2024	10 y	0
E•••••• H••••••••• T•••••••	Beverly Hills, Ca	Jan 6, 2026	15 y	0
K•• I••••••	Beverly Hills, Ca	Apr 1, 2026	26 y	3

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

B•••• K•••••• D•••••• from G••••• W••••• M••••••••• I•••
Oct 25, 2023 · Affiliated broker-dealer or bank to independent RIA
K•• I•••••• from G••••• T••••••••• • A••••• M••••••••• I•••
May 19, 2023 · Other
Z•• A•• L••••••• from G•••• T••• B••••• • A•••••• L••
Apr 25, 2023 · Other
W••••• H••••• G•••• from G••••• T••••••••• • A••••• M••••••••• I•••
Jan 19, 2023 · Other
H••••• W•••••• A••••• from G••••• T••••••••• • A••••• M••••••••• I•••
Jan 19, 2023 · Other
C•••• S•••• B••••• from G••••• T••••••••• • A••••• M••••••••• I•••
Jan 19, 2023 · Other

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

A•••••• H•••••• W•••••• · Manager And Chairmancontrol
since 10/2004 · owns less than 5%
B•••••• C••••• S•••• · Secretarycontrol
since 10/2004 · owns less than 5%
D••••••• B••••• K•••••• · Chief Compliance Officercontrol
since 01/2024 · owns less than 5%
G••••• W•••••• H••••• · President And Managercontrol
since 04/2004 · owns less than 5%
M••••• R••••• L••• · Compliance Officercontrol
since 11/2022 · owns less than 5%

Entity owners

G•••• T••• B••••• • A•••••• I••• · Member
direct · owns 5% to 10%
G••• G••••• L•• · Member
direct · owns 25% to 50%
H•••••••• H••••••• L•• · Member
direct · owns 50% to 75%
A••••• F••••• T•••• O• 2••• • H••••• • L••• A••••• T••••••• · Member Class A
indirect · owns 25% to 50% of G••• G••••• L••
T•• H• S••• L• · Partner
indirect · owns 25% to 50% of H•••••••• H••••••• L••

Related persons

Schedule D 7.A

D•••• A•••• M••••••••• L••
investment advisernRAUM $1.5B
D•••••• S•••••• • C••
investment advisernRAUM $707M
H••••• I••••••••• C••••••• L••
investment advisernRAUM $1.0B
H•••••••• S••••••••• L••
broker-dealerreal estaten
H•••••••• T•••• S••••••• N•••
n
K•••••• C•••••• M••••••••• L••
investment advisernRAUM $1.8B
M•••••• A••••• S••••••••• L••
investment advisernRAUM $2.1B
T•• R••••• G••••• L••
investment advisernRAUM $72.2M
A•••• A•••• M•••••••••
investment advisernRAUM $900M

Advisers that list G•••• T••• B••••• • A•••••• L•• as a related person

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Beverly Hills, Ca · principal	8	2	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

2 against comparable advisers; where to look, not conclusions

high employee count relative to advisorsStatic outlier · filing May 6, 2026
employees per registered advisor of 11.1 against a peer median of 1.5 (1101 comparable advisers, 100.0th percentile, 19.9 robust deviations)
peers: independent wealth managers, $1B to $5B (1,101) · 100% percentile
control person changedChange between filings · filing May 6, 2026
M••••• R••••• L••• (COMPLIANCE OFFICER) left Schedule A between the filings of 2024-03-28 and 2026-05-06
peers: independent wealth managers, $1B to $5B (1,362)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 953 to 1,264
Feb 4, 2026 to Mar 31, 2026
Advisory employees · 6 to 7
Feb 4, 2026 to Mar 31, 2026
HNW clients · 175 to 172
Feb 4, 2026 to Mar 31, 2026
Assets in custody · $1.7B to $2.0B
Feb 4, 2026 to Mar 31, 2026
State-registered IARs · 6 to 7
Feb 4, 2026 to Mar 31, 2026
Discretionary RAUM · $1.4B to $2.0B
Feb 4, 2026 to Mar 31, 2026
HNW RAUM · $1.7B to $2.2B
Feb 4, 2026 to Mar 31, 2026
Individual RAUM · $8.6M to $16.9M
Feb 4, 2026 to Mar 31, 2026
Non-discretionary RAUM · $336M to $242M
Feb 4, 2026 to Mar 31, 2026
RAUM · $1.8B to $2.3B
Feb 4, 2026 to Mar 31, 2026
Accounts · 928 to 953
Mar 28, 2024 to Mar 31, 2025
Advisory employees · 7 to 6
Mar 28, 2024 to Mar 31, 2025
Corporate clients · 8 to 9
Mar 28, 2024 to Mar 31, 2025
HNW clients · 185 to 175
Mar 28, 2024 to Mar 31, 2025
Individual clients · 39 to 45
Mar 28, 2024 to Mar 31, 2025
Assets in custody · $1.5B to $1.7B
Mar 28, 2024 to Mar 31, 2025
Employees · 86 to 89
Mar 28, 2024 to Mar 31, 2025
Financial planning clients · 0 to 0
Mar 28, 2024 to Mar 31, 2025
State-registered IARs · 7 to 6
Mar 28, 2024 to Mar 31, 2025
Discretionary RAUM · $1.4B to $1.4B
Mar 28, 2024 to Mar 31, 2025
HNW RAUM · $1.7B to $1.7B
Mar 28, 2024 to Mar 31, 2025
Individual RAUM · $5.3M to $8.6M
Mar 28, 2024 to Mar 31, 2025
Non-discretionary RAUM · $337M to $336M
Mar 28, 2024 to Mar 31, 2025
RAUM · $1.7B to $1.8B
Mar 28, 2024 to Mar 31, 2025
Related insurance company · false to true
Mar 28, 2024 to Mar 31, 2025
Accounts · 236 to 928
Jul 31, 2023 to Mar 28, 2024
Corporate clients · 9 to 8
Jul 31, 2023 to Mar 28, 2024
HNW clients · 186 to 185
Jul 31, 2023 to Mar 28, 2024
Individual clients · 41 to 39
Jul 31, 2023 to Mar 28, 2024
Assets in custody · $118M to $1.5B
Jul 31, 2023 to Mar 28, 2024
Employees · 76 to 86
Jul 31, 2023 to Mar 28, 2024
State-registered IARs · 0 to 7
Jul 31, 2023 to Mar 28, 2024
Discretionary RAUM · $1.3B to $1.4B
Jul 31, 2023 to Mar 28, 2024
HNW RAUM · $1.6B to $1.7B
Jul 31, 2023 to Mar 28, 2024
Individual RAUM · $7.8M to $5.3M
Jul 31, 2023 to Mar 28, 2024
Non-discretionary RAUM · $326M to $337M
Jul 31, 2023 to Mar 28, 2024
RAUM · $1.6B to $1.7B
Jul 31, 2023 to Mar 28, 2024
Business name · G•••• T••• B••••• • A••••• L•• to G•••• T••• B••••• • A•••••• L••
Nov 25, 2022 to Jul 31, 2023
Legal name · G•••• T••• B••••• • A••••• L•• to G•••• T••• B••••• • A•••••• L••
Nov 25, 2022 to Jul 31, 2023

Signals

3 dated events

G•••• T••• B••••• • A•••••• L•• reported RAUM $2.3B, up 28% from $1.8B (2026-02-04 to 2026-03-31)
Mar 31, 2026 · RAUM change · derived
Kenneth Brent Donovan (Chief Compliance Officer) appeared on Schedule A of G•••• T••• B••••• • A•••••• L••
Mar 28, 2024 · Control person joined · fact
G•••• T••• B••••• • A••••• L•• filed its initial SEC registration (Form ADV)
Nov 25, 2022 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Principal office phone: 310-288-6267reportedpublic record, Form ADV, May 6, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $285Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026