DFX Intelligence
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Registered advisor
C••••••••• J••• D•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as C•••• D•••••••
At current firm
9 y
since Jul 7, 2017
In the industry
22 y
since May 1, 2004 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- I••••••••• A•••••• A•••••••• L•• i••••••••• wealth currentsince Jul 7, 2017 · Raleigh, Nc
- A••••••••• F•••••••• S•••••••• L•• national BDSep 27, 2004 to Jun 16, 2017 · Raleigh, Nc
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to I••••••••• A•••••• A•••••••• L••left Jun 16, 2017, registered Jul 7, 2017 (21 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address