RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••••• W•••
- I••••••••• A••••••• G•••• independent RIA currentsince May 4, 2021 · Lexington, Ma
- O• I••••••••• M••••••••• C• BD affiliatedJul 2, 2007 to Dec 31, 2008 · Andover, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 24, 2004 to Apr 5, 2005 · Burlington, Ma
- O• I••••••••• M••••••••• C• to I••••••••• A••••••• G••••left Dec 31, 2008, registered May 4, 2021 (4507 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O• I••••••••• M••••••••• C•left Apr 5, 2005, registered Jul 2, 2007 (818 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address