RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• W•••••• D•••••
- Title
- Senior Financial Advisorreportedcordamanagement.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- C•••• I••••••••• M••••••••• L•• independent RIA currentsince Apr 17, 2024 · Houston, Tx
- C•••••• S••••• • C••• I••• national BDApr 12, 2022 to Jan 10, 2024 · The Woodlands, Tx
- T• A••••••••• I••• formerOct 25, 2021 to Oct 14, 2022 · Houston, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerOct 25, 2021 to Sep 7, 2023 · The Woodlands, Tx
- T• A••••••••• I••• formerFeb 27, 2018 to Jan 11, 2021 · Kingwood, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 26, 2018 to Dec 31, 2020 · Omaha, Ne
- S•••••••• I••••••••• M••••••••• formerJan 25, 2017 to Feb 26, 2018 · Saint Louis, Mo
- T• A••••••••• I••••••••• M••••••••• L•• formerMar 26, 2009 to Oct 31, 2013 · Woodlands, Tx
- T• A••••••••• I••• formerMar 26, 2009 to Oct 31, 2013 · The Woodlands, Tx
- W•••• F•••• A••••••• wirehouseFeb 15, 2007 to Sep 4, 2007 · Addison, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDAug 13, 2004 to Aug 15, 2006 · The Woodlands, Tx
- C•••••• S••••• • C••• I••• to C•••• I••••••••• M••••••••• L••left Jan 10, 2024, registered Apr 17, 2024 (98 days) · Affiliated broker-dealer or bank to independent RIA
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Sep 7, 2023, registered Apr 12, 2022 (-513 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Oct 25, 2021 (-354 days) · corporate re-registration, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 31, 2020, registered Feb 27, 2018 (-1038 days) · corporate re-registration, not a move
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Oct 31, 2013, registered Mar 26, 2009 (-1680 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 31, 2013, registered Mar 26, 2009 (-1680 days) · Other
- W•••• F•••• A••••••• to T• A••••••••• I•••left Sep 4, 2007, registered Mar 26, 2009 (569 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Aug 15, 2006, registered Feb 15, 2007 (184 days) · Affiliated broker-dealer or bank to wirehouse
- J•••••• W•••••• D••••• left C•••••• S••••• • C••• I••• for C•••• I••••••••• M••••••••• L•• (registered 2024-04-17)Jan 10, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address