RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••• T••••
- P•• W••••• M••••••••• BD affiliated currentsince Oct 12, 2018 · Norridge, Il
- C••• B•••••••• S•••••••• I••• formerOct 21, 2016 to Aug 1, 2017 · Schaumburg, Il
- B•• H••••• F•••••••• A•••••••• I•• formerMay 5, 2015 to Oct 14, 2016 · Orland Park, Il
- P•• W••••• M••••••••• BD affiliatedJan 29, 2014 to May 4, 2015 · Berwyn, Il
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 8, 2012 to Jan 23, 2014 · Chicago, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 19, 2011 to Apr 4, 2012 · Chicago, Il
- C••• B•••••••• S•••••••• I••• to P•• W••••• M•••••••••left Aug 1, 2017, registered Oct 12, 2018 (437 days) · Other
- B•• H••••• F•••••••• A•••••••• I•• to C••• B•••••••• S•••••••• I•••left Oct 14, 2016, registered Oct 21, 2016 (7 days) · Other
- P•• W••••• M••••••••• to B•• H••••• F•••••••• A•••••••• I••left May 4, 2015, registered May 5, 2015 (1 days) · Other
- C•••••••• G••••• M•••••• I••• to P•• W••••• M•••••••••left Jan 23, 2014, registered Jan 29, 2014 (6 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••left Apr 4, 2012, registered Jun 8, 2012 (65 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address