DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Garrett H Brookes
Chartered Financial Analyst
Feed of 09/14/2026
At current firm
5 y
since May 14, 2021
In the industry
17 y
since Jan 26, 2009 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Slingshot Financial state registered currentsince May 14, 2021 · Denver, Co
- Globalt Investments formerMar 25, 2015 to Feb 28, 2017 · Atlanta, Ga
- Guggenheim Investments asset managerOct 26, 2010 to Feb 11, 2014 · New York, Ny
- Rydex Advisory Services, LLC unclassifiedJan 28, 2009 to Oct 28, 2010 · Rockville, Md
Moves
a registration end followed by a registration begin elsewhere
- Globalt Investments to Slingshot Financialleft Feb 28, 2017, registered May 14, 2021 (1536 days) · Other
- Guggenheim Investments to Globalt Investmentsleft Feb 11, 2014, registered Mar 25, 2015 (407 days) · Other
- Rydex Advisory Services, LLC to Guggenheim Investmentsleft Oct 28, 2010, registered Oct 26, 2010 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address