RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• M•••••• P•••••••
- H••••••• W••••• M••••••••• independent RIA currentsince Oct 1, 2013 · Boise, Id
- T••• F•••••••• independent RIANov 10, 2008 to Oct 1, 2013 · Boise, Id
- T••• F•••••••• independent RIADec 19, 2005 to Sep 10, 2007 · Scottsdale, Az
- E•••••••• A•••••••• L•• national BDOct 4, 2005 to Oct 9, 2013 · Eagle, Id
- S••••••• F•••••••• S•••••••• I••• formerAug 16, 2004 to Sep 8, 2005 · Nampa, Id
- E•••••••• A•••••••• L•• to T••• F••••••••left Oct 9, 2013, registered Dec 19, 2005 (-2851 days) · Other
- T••• F•••••••• to H••••••• W••••• M•••••••••left Oct 1, 2013, registered Oct 1, 2013 (0 days) · Other
- S••••••• F•••••••• S•••••••• I••• to E•••••••• A•••••••• L••left Sep 8, 2005, registered Oct 4, 2005 (26 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address