DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
H•••• H••••• H••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
9 y
since Mar 31, 2017
In the industry
22 y
since Aug 5, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- H• C•••• F•••••••• S•••••••• state registered currentsince Mar 31, 2017 · Granbury, Tx
- T••• F•••••••• S••••••••• independent RIAApr 13, 2010 to Mar 27, 2017 · Granbury, Tx
- N••••••••• M••••• I••••••••• S••••••••• no RAUMMay 12, 2009 to Apr 23, 2010 · Fort Worth, Tx
- E••••• J•••• national BDFeb 9, 2007 to May 13, 2009 · Benbrook, Tx
Moves
a registration end followed by a registration begin elsewhere
- T••• F•••••••• S••••••••• to H• C•••• F•••••••• S••••••••left Mar 27, 2017, registered Mar 31, 2017 (4 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to T••• F•••••••• S•••••••••left Apr 23, 2010, registered Apr 13, 2010 (-10 days) · Other
- E••••• J•••• to N••••••••• M••••• I••••••••• S•••••••••left May 13, 2009, registered May 12, 2009 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address