RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• B••••• M•••••
- R•••••••• S••••••• independent RIA currentsince Dec 14, 2022 · Lincoln, Ma
- V•••• V•••••••• L•• unclassifiedFeb 14, 2013 to Nov 20, 2019 · Concord, Ma
- V•••• C••••••• L•• formerJul 30, 2004 to Dec 20, 2022 · Waltham, Ma
- V•••• C••••••• L•• to V•••• V•••••••• L••left Dec 20, 2022, registered Feb 14, 2013 (-3596 days) · Other
- V•••• V•••••••• L•• to R•••••••• S•••••••left Nov 20, 2019, registered Dec 14, 2022 (1120 days) · Other
- D•••• B••••• M••••• left V•••• C••••••• L•• for V•••• V•••••••• L•• (registered 2013-02-14)Dec 20, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address