DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••• J•• M••••••

E•••••••• M••• A•••• M••••••••• L••independent RIADenver, Co IA-onlyIAPD 4809101

Feed of 09/14/2026

Also filed as A••• M••••••

At current firm

3 y

since May 30, 2023

In the industry

21 y

since Oct 19, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Financial Advisor with AJM Financialreportedencompassmore.comfirm site, Sep 15, 2026
Direct business phone: 630-816-7755reportedencompassmore.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

E•••••••• M••• A•••• M••••••••• L•• independent RIA current
since May 30, 2023 · Denver, Co
F••••••••• I••••••••• A••••••• L•• independent RIA
Nov 8, 2017 to May 31, 2023 · Greenwood Village, Co
W••••• W•••• A•••••••• I•• independent RIA
Jul 25, 2016 to Nov 6, 2017 · Greenwood Village, Co
R•••• I••••••••• A••••••• L•• BD affiliated
Sep 12, 2013 to Aug 14, 2014 · Denver, Co
F•••••••• E••••• S•••••••• I••• former
Dec 15, 2010 to Dec 13, 2011 · Denver, Co
E•••••••• A•••••••• L•• national BD
Oct 20, 2004 to Nov 6, 2009 · Lakewood, Co

Moves

a registration end followed by a registration begin elsewhere

F••••••••• I••••••••• A••••••• L•• to E•••••••• M••• A•••• M••••••••• L••
left May 31, 2023, registered May 30, 2023 (-1 days) · RIA to RIA
W••••• W•••• A•••••••• I•• to F••••••••• I••••••••• A••••••• L••
left Nov 6, 2017, registered Nov 8, 2017 (2 days) · Other
R•••• I••••••••• A••••••• L•• to W••••• W•••• A•••••••• I••
left Aug 14, 2014, registered Jul 25, 2016 (711 days) · Other
F•••••••• E••••• S•••••••• I••• to R•••• I••••••••• A••••••• L••
left Dec 13, 2011, registered Sep 12, 2013 (639 days) · Other
E•••••••• A•••••••• L•• to F•••••••• E••••• S•••••••• I•••
left Nov 6, 2009, registered Dec 15, 2010 (404 days) · Other

Signals

A••• J•• M•••••• left F••••••••• I••••••••• A••••••• L•• for E•••••••• M••• A•••• M••••••••• L•• (registered 2023-05-30)
May 31, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address