RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since Apr 30, 2020 · Annapolis, Md
• I••••••••• F•••••••• G••••• L•• BD affiliated
  Jul 15, 2016 to Apr 30, 2020 · Davidsonville, Md
• H• B•••• I••• former
  Dec 7, 2009 to Jul 15, 2016 · Davidsonville, Md
• M•••••••• A••••••• S•••••••• L•• unclassified
  May 22, 2008 to Dec 7, 2009 · Arnold, Md
• I•• I•••••••• S••••••• I•• unclassified
  Jun 5, 2007 to May 19, 2008 · Bowie, Md
• F•• S••••••••• C••••••••• former
  May 16, 2007 to Jun 4, 2007 · Bowie , Md

• I••••••••• F•••••••• G••••• L•• to L•• F•••••••• L••
  left Apr 30, 2020, registered Apr 30, 2020 (0 days) · RIA to affiliated broker-dealer or bank
• H• B•••• I••• to I••••••••• F•••••••• G••••• L••
  left Jul 15, 2016, registered Jul 15, 2016 (0 days) · Other
• M•••••••• A••••••• S•••••••• L•• to H• B•••• I•••
  left Dec 7, 2009, registered Dec 7, 2009 (0 days) · Other
• I•• I•••••••• S••••••• I•• to M•••••••• A••••••• S•••••••• L••
  left May 19, 2008, registered May 22, 2008 (3 days) · Other
• F•• S••••••••• C••••••••• to I•• I•••••••• S••••••• I••
  left Jun 4, 2007, registered Jun 5, 2007 (1 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address