DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Donald Alan Armstrong

Key Investment Services LLCBD affiliatedBrooklyn, Oh dual registrantIAPD 4811592

Feed of 09/15/2026

Also filed as Donald Armstrong

At current firm

4 y

since Aug 22, 2022

In the industry

21 y

since Jun 20, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Key Investment Services LLC BD affiliated current
since Aug 22, 2022 · Tonawanda, Ny
Pruco Securities, LLC no RAUM
Aug 12, 2020 to Aug 24, 2022 · Williamsville, Ny
M&T Securities, Inc. unclassified
Mar 21, 2016 to Aug 24, 2020 · Amherst, Ny
LPL Financial LLC BD affiliated
Jul 7, 2015 to Dec 18, 2015 · Kenmore, Ny
Citizens Securities, Inc. BD affiliated
Jul 1, 2014 to Jul 6, 2015 · Amherst, Ny
Uvest Financial Services Group, Inc. unclassified
Aug 14, 2006 to Feb 24, 2007 · Niagara Falls, Ny

Moves

a registration end followed by a registration begin elsewhere

Pruco Securities, LLC to Key Investment Services LLC
left Aug 24, 2022, registered Aug 22, 2022 (-2 days) · Affiliated broker-dealer or bank to another
M&T Securities, Inc. to Pruco Securities, LLC
left Aug 24, 2020, registered Aug 12, 2020 (-12 days) · Other
LPL Financial LLC to M&T Securities, Inc.
left Dec 18, 2015, registered Mar 21, 2016 (94 days) · Other
Citizens Securities, Inc. to LPL Financial LLC
left Jul 6, 2015, registered Jul 7, 2015 (1 days) · Other
Uvest Financial Services Group, Inc. to Citizens Securities, Inc.
left Feb 24, 2007, registered Jul 1, 2014 (2684 days) · Other

Signals

Donald Alan Armstrong left Pruco Securities, Llc for Key Investment Services Llc (registered 2022-08-22)
Aug 24, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address