DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John G Chess
Feed of 09/14/2026
Also filed as John George Chess
At current firm
5 y
since Feb 4, 2021
In the industry
21 y
since Nov 10, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
9
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Concorde Asset Management, LLC BD affiliated currentsince Feb 4, 2021 · Columbus, Oh
- Securities America Advisors, Inc. formerJul 17, 2020 to Feb 2, 2021 · Columbus, Oh
- Investacorp Advisory Services Inc formerJan 6, 2011 to Jul 17, 2020 · Columbus, Oh
- Investors Capital Advisory formerJul 19, 2007 to Dec 31, 2010 · Columbus, Oh
- Gunnallen Financial, Inc unclassifiedMay 15, 2006 to Jul 20, 2007 · Columbus, Oh
Moves
a registration end followed by a registration begin elsewhere
- Securities America Advisors, Inc. to Concorde Asset Management, LLCleft Feb 2, 2021, registered Feb 4, 2021 (2 days) · Affiliated broker-dealer or bank to another
- Investacorp Advisory Services Inc to Securities America Advisors, Inc.left Jul 17, 2020, registered Jul 17, 2020 (0 days) · corporate re-registration, not a move
- Investors Capital Advisory to Investacorp Advisory Services Incleft Dec 31, 2010, registered Jan 6, 2011 (6 days) · Other
- Gunnallen Financial, Inc to Investors Capital Advisoryleft Jul 20, 2007, registered Jul 19, 2007 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address