W••••• M• S••••••••

• K••••• A••••••• S•••••••• L•• BD affiliated current
  since Sep 25, 2025 · Austin, Tx
• C••••••••• F•••••••• N•••••• national BD
  Jan 28, 2014 to Sep 30, 2025 · Waltham, Ma
• A•••••• A••••••• S••••••• former
  Jul 30, 2004 to Jan 27, 2014 · Parsippany, Nj

• C••••••••• F•••••••• N•••••• to K••••• A••••••• S•••••••• L••
  left Sep 30, 2025, registered Sep 25, 2025 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
• A•••••• A••••••• S••••••• to C••••••••• F•••••••• N••••••
  left Jan 27, 2014, registered Jan 28, 2014 (1 days) · Other

• W••••• M• S•••••••• left C••••••••• F•••••••• N•••••• for K••••• A••••••• S•••••••• L•• (registered 2025-09-25)
  Sep 30, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

31derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address