RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• J••••• O•••••
- W•••••••• A•••• M••••••••• I••• mixed wealth currentsince May 21, 2025 · Portsmouth, Nh
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Apr 15, 2025 · Boston, Ma
- F••••••• P••••••• A•• W•••••••• A••••••• formerJan 24, 2025 to Mar 31, 2025 · Portsmouth, Nh
- S•••••••• A••••••• L•• to W•••••••• A•••• M••••••••• I•••left Apr 15, 2025, registered May 21, 2025 (36 days) · Affiliated broker-dealer or bank to independent RIA
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- G•••••• J••••• O••••• left S•••••••• A••••••• L•• for W•••••••• A•••• M••••••••• I••• (registered 2025-05-21)Apr 15, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address