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RIA Intelligence
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Registered advisor
M•••••• S•••• H•••••••
Feed of 09/15/2026
At current firm
8 y
since Nov 28, 2017
In the industry
23 y
since Aug 1, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• A•••••••• I••• BD affiliated currentsince Nov 28, 2017 · Inverness, Fl
- I••••• F•••••••• C••••••••• formerMar 27, 2009 to Nov 17, 2017 · Inverness, Fl
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedJun 19, 2007 to Mar 30, 2009 · St. Petersburg, Fl
Moves
a registration end followed by a registration begin elsewhere
- I••••• F•••••••• C••••••••• to K••••• A•••••••• I•••left Nov 17, 2017, registered Nov 28, 2017 (11 days) · Other
- T••••••••• F•••••••• A•••••••• L•• to I••••• F•••••••• C•••••••••left Mar 30, 2009, registered Mar 27, 2009 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address