RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• S••• B••••
- A•• W••••• M••••••••• L•• independent RIA currentsince Oct 26, 2016 · Westborough, Ma
- S•••••••• S••••••••• BD affiliatedOct 15, 2013 to Oct 3, 2016 · Sherborn, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 6, 2012 to Oct 3, 2013 · Shrewsbury, Ma
- A•••• S••••••• A•••••••• L•• mixed wealthAug 21, 2008 to Jun 8, 2012 · Wayland, Ma
- S•••••••• S••••••••• to A•• W••••• M••••••••• L••left Oct 3, 2016, registered Oct 26, 2016 (23 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••••• S•••••••••left Oct 3, 2013, registered Oct 15, 2013 (12 days) · Other
- A•••• S••••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 8, 2012, registered Jun 6, 2012 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address