RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N•••••• H• C•••••••
- M••••• S•••••• wirehouse currentsince Jun 3, 2025 · Chattanooga, Tn
- U•• F•••••••• S••••••• I••• wirehouseApr 23, 2012 to Jun 12, 2025 · Chattanooga, Tn
- M••••• K••••• • C••••••• L•• formerAug 31, 2004 to Apr 24, 2012 · Chattanooga, Tn
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Jun 12, 2025, registered Jun 3, 2025 (-9 days) · Wirehouse to wirehouse · moved with a team
- M••••• K••••• • C••••••• L•• to U•• F•••••••• S••••••• I•••left Apr 24, 2012, registered Apr 23, 2012 (-1 days) · Other
- N•••••• H• C••••••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2025-06-03)Jun 12, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address