R•••••• L••••• T•••••••••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Feb 15, 2024 · Shrewsbury, Nj
• L•• F•••••••• L•• BD affiliated
  Jan 8, 2019 to Feb 20, 2024 · Shrewsbury, Nj
• K••••• A••••••• S•••••••• L•• BD affiliated
  Apr 20, 2016 to Jan 17, 2019 · Florham Park, Nj
• N•• A•••••• S•••••••• L•• former
  Mar 13, 2012 to Sep 22, 2016 · Florham Park, Nj
• M••••• S•••••• • C•• L•• unclassified
  Jul 27, 2007 to Oct 26, 2007 · New York, Ny
• W•••• F•••• A••••••• wirehouse
  Jan 5, 2006 to Jul 31, 2007 · Red Bank, Nj

• L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••
  left Feb 20, 2024, registered Feb 15, 2024 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
• K••••• A••••••• S•••••••• L•• to L•• F•••••••• L••
  left Jan 17, 2019, registered Jan 8, 2019 (-9 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
• N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••
  left Sep 22, 2016, registered Apr 20, 2016 (-155 days) · corporate re-registration, not a move
• M••••• S•••••• • C•• L•• to N•• A•••••• S•••••••• L••
  left Oct 26, 2007, registered Mar 13, 2012 (1600 days) · Other
• W•••• F•••• A••••••• to M••••• S•••••• • C•• L••
  left Jul 31, 2007, registered Jul 27, 2007 (-4 days) · Other

• ••• Locked
  Feb 20, 2024 · a•••••• firm change · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address