RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••••• F•••••••
- W•••• F•••• A••••••• wirehouse currentsince Sep 7, 2022 · Purchase, Ny
- U•• F•••••••• S••••••• I••• wirehouseAug 10, 2016 to Dec 16, 2021 · New York, Ny
- N•••••••• B••••• B• L•• no RAUMSep 28, 2015 to Jun 28, 2016 · New York, Ny
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Dec 16, 2021, registered Sep 7, 2022 (265 days) · Wirehouse to wirehouse · moved with a team
- N•••••••• B••••• B• L•• to U•• F•••••••• S••••••• I•••left Jun 28, 2016, registered Aug 10, 2016 (43 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address