DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• A•••• P••••••

B••••••••• F•••••••• S••••••••independent RIARoseville, CaIA-onlyIAPD 4819319

Feed of 09/14/2026

At current firm

1 y

since Dec 19, 2024

In the industry

20 y

since Nov 28, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Designations: AIFreportedbridgeport.financialas printed on the bio page, Sep 16, 2026
Professional profile: bridgeport.financial/content/bridgeport-financial/for-advisors/our-leareportedbridgeport.financialfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

B••••••••• F•••••••• S•••••••• independent RIA current
since Dec 19, 2024 · Roseville, Ca
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Aug 18, 2014 to Dec 31, 2025 · Roseville, Ca
H•••••• I••••••••• S•••••••• L•• independent RIA
Jun 7, 2012 to Dec 11, 2014 · Oakbrook Terrace, Il
C•••••••• F•••••••• G•••• A••••••• former
Jun 12, 2008 to Sep 15, 2014 · Roseville, Ca
E•••• S••••••••• L•• BD affiliated
Jun 25, 2007 to Jun 12, 2008 · Roseville, Ca

Moves

a registration end followed by a registration begin elsewhere

C•••••••• I••••••••• R••••••• A•••••••• I••• to B••••••••• F•••••••• S••••••••
left Dec 31, 2025, registered Dec 19, 2024 (-377 days) · Other
H•••••• I••••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Dec 11, 2014, registered Aug 18, 2014 (-115 days) · Other
C•••••••• F•••••••• G•••• A••••••• to H•••••• I••••••••• S•••••••• L••
left Sep 15, 2014, registered Jun 7, 2012 (-830 days) · Other
E•••• S••••••••• L•• to C•••••••• F•••••••• G•••• A•••••••
left Jun 12, 2008, registered Jun 12, 2008 (0 days) · Other

Signals

B•••• A•••• P•••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for B••••••••• F•••••••• S•••••••• (registered 2024-12-19)
Dec 31, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address