DFX Intelligence
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Registered advisor
T•••• E•••••• C•••••••
Feed of 09/14/2026
Also filed as T•••• C••••••••• C••••••••• C•••••••
At current firm
5 y
since Mar 22, 2021
In the industry
21 y
since Sep 8, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Mar 22, 2021 · El Paso, Tx
- S•••• F••• I••••••••• M••••••••• C•••• asset managerSep 13, 2018 to Jan 27, 2020 · El Paso, Tx
- W•••• F•••• I••••••••• L•• unclassifiedSep 9, 2005 to Feb 5, 2007 · El Paso, Tx
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• I••••••••• L•• to S•••• F••• I••••••••• M••••••••• C••••left Feb 5, 2007, registered Sep 13, 2018 (4238 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address