RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• F••••• C••••• A••••
- F•••• I••••••••• A•••••••• L•• state registered currentsince Jan 1, 2025 · Miami, Fl
- A••••• I••••••••• A••••••• L•• otherMay 5, 2010 to Jun 1, 2011 · Miami, Fl
- C••••••• I••••••••• S••••••• unclassifiedJan 11, 2005 to Feb 1, 2007 · Miami, Fl
- A••••• I••••••••• A••••••• L•• to F•••• I••••••••• A•••••••• L••left Jun 1, 2011, registered Jan 1, 2025 (4963 days) · Other
- C••••••• I••••••••• S••••••• to A••••• I••••••••• A••••••• L••left Feb 1, 2007, registered May 5, 2010 (1189 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address