DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Azimut Investment Advisors LLC
Latest filing May 12, 2026
First filing on the tape Mar 29, 2012 · 38 filings
SEC status approved since May 10, 2005
RAUM
$1.0B
reported, Item 5.F
Discretionary
66%
of RAUM
Private clients
18%
$177M individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$91.2M
derived; firm RAUM over IAPD count
Employees
10
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$1.0B as of May 12, 2026
Mar 29, 2012$809M then
HNW client RAUM$148M as of May 12, 2026
Mar 19, 2019$453M then
State-registered IARs (5.B.3)10 as of May 12, 2026
Mar 22, 20135 then
Employees (5.A)10 as of May 12, 2026
Mar 22, 201311 then
Private funds: 1
RAUM +124% over the last fiscal year+51% a year over threeIARs 4 to 10
Practice profile
derived from the filing of May 12, 2026; every figure names its basis
- RAUM per advisor
- $91.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 17derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $2.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 66%derivedof RAUM
- Institutional
- 2.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 11.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +124%derivedbetween the last two annual amendments
- Advisor growth, one year
- +150%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$735M75%
- High-net-worth individuals$148M15%
- Investment companies$44.6M4.6%
- Individuals$28.8M2.9%
- Charitable organizations$17.2M1.8%
- Insurance companies$2.9M0.3%
- Individual clients
- 108reported
- HNW clients
- 82reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 485reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.18 fund_share=0.04 institutional_share=0.02 related_bd=true related_bank=false bd_reps=4.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Rodrigo C Rego | Miami, Fl | Jun 29, 2005 | 24 y | 3 |
| Larice Pereira Lima | Miami, Fl | Feb 1, 2021 | 12 y | 0 |
| Andre Corsini Leao | Miami, Fl | Sep 10, 2021 | 15 y | 2 |
| Eduardo Mafra Correa Netto | Miami, Fl | Jan 20, 2022 | 10 y | 0 |
| Maria Leticia Passoni | Miami, Fl | May 8, 2025 | 11 y | 0 |
| Stefano Maria Biasini | Miami, Fl | Jan 1, 2026 | 14 y | 0 |
| Walter Jose Alves | Miami, Fl | Feb 26, 2026 | 30 y | 4 |
| Bruno Colaco Gorgatti | Miami, Fl | Feb 26, 2026 | 25 y | 4 |
| Richard Bierbaum | Miami, Fl | Apr 22, 2026 | 12 y | 0 |
| Gustavo Magalhaes Pinto | Miami, Fl | Jul 16, 2026 | 24 y | 3 |
| Shasmir Coria | Miami, Fl | Aug 13, 2026 | 15 y | 0 |
Advisor movement
3 left, 2 joined in 12 months
net -1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 27% of current headcount3 left over 36 months
Left, latest
- Stephanie Cordeiro Cesar to Ameriprise Financial Services, LLCAug 24, 2026 · Other
- Camile Infante to UBS Financial Services Inc.Mar 27, 2026 · Other
- Gustavo Magalhaes Pinto to Azg CapitalDec 31, 2025 · Other
- Felipe T Sezerino to Morgan StanleyDec 15, 2022 · RIA to wirehouse
- Travis Aldridge to Azg CapitalMay 8, 2018 · Other
- Marcelo Ferraz Castro Alves to Focus Investment Advisors, LLCJun 1, 2011 · Other
- Roberto Alvarez to Brickell Global Advisory, Inc.Aug 28, 2008 · Other
Joined, latest
- Bruno Colaco Gorgatti from Az Apice Capital Management LLCFeb 26, 2026 · RIA to RIA
- Walter Jose Alves from Az Apice Capital Management LLCFeb 26, 2026 · RIA to RIA
- Stephanie Cordeiro Cesar from Citigroup Global Markets Inc.Apr 15, 2024 · Affiliated broker-dealer or bank to independent RIA
- Marcelo Ferraz Castro Alves from Citicorp Investment ServicesMay 5, 2010 · Other
- Rodrigo C Rego from Bsi Investment Advisors LLCJun 29, 2005 · Other
- Gustavo Magalhaes Pinto from Bsi Investment Advisors LLCJun 29, 2005 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Az Apice Capital Management LLCFeb 3, 2026 · Miami, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Da Cunha Rodrigo Rego · Chief Executive Officercontrolsince 01/2015 · owns less than 5%
- Da Cunha Rodrigo Rego · Owner/ Membercontrolsince 03/2005 · owns 25% to 50% of Azimut Genesis Holdings LLC
- Javier Carlos Gonzalez · Chief Compliance Officersince 03/2021 · owns less than 5%
- Corsini Andre Leao · Chief Investment Officersince 10/2020 · owns less than 5%
Entity owners
- Azimut Genesis Holdings LLC · Managing Memberdirect · owns 75% or more
- Azimut Uk Holdings Limited · Shareholderindirect · owns 75% or more of Az US Holdings
- Az US Holdings · Ownerindirect · owns 50% to 75% of Azimut Genesis Holdings LLC
- Azimut Holdings Spa · Ownerindirect · owns 75% or more of Azimut Uk Holdings Limited
Related persons
Schedule D 7.A
- Az Apice Capital Management LLCinvestment advisernRAUM $376M
- Azg Capitalinvestment advisernRAUM $7.8M
- Sanctuary Advisors, LLCinvestment advisernRAUM $35B
- David A. Noyes & Companybroker-dealernRAUM $501M
Advisers that list Azimut Investment Advisors LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Miami, Fl · principal | 11 | 6 | 2 | ||
| Corabl Gables, Fl | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
7 against comparable advisers; where to look, not conclusions
- wealth to institutional shiftCombination · filing Mar 27, 2026peers: other advisers, $1B to $5B (247)
- RAUM up 50 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $446,978,353 to $1,002,696,146 (+124.0%) between the annual amendments of 2025-03-20 and 2026-03-27; the peer median change was +11.0% (231 comparable advisers, 92.0th percentile of changes)peers: other advisers, $1B to $5B (231) · 92% percentile
- account count surgeChange between filings · filing Mar 27, 2026accounts (Item 5.F.2.f) moved from 240.0 to 485.0 (+102.0%) between the annual amendments of 2025-03-20 and 2026-03-27; the peer median change was +1.0% (56 comparable advisers, 96.0th percentile of changes)peers: other advisers, $1B to $5B (56) · 96% percentile
- client mix shiftChange between filings · filing Mar 27, 2026private-client share of RAUM moved from 89.0% to 18.0% between the annual amendments of 2025-03-20 and 2026-03-27peers: other advisers, $1B to $5B (247)
- discretionary share shiftChange between filings · filing Mar 27, 2026discretionary share of RAUM moved from 35.0% to 66.0% between the annual amendments of 2025-03-20 and 2026-03-27peers: other advisers, $1B to $5B (247)
- HNW share shiftChange between filings · filing Mar 27, 2026HNW share of RAUM moved from 89.0% to 15.0% between the annual amendments of 2025-03-20 and 2026-03-27peers: other advisers, $1B to $5B (247)
- institutional asset share shiftChange between filings · filing Mar 27, 2026institutional share of RAUM moved from 0.0% to 75.0% between the annual amendments of 2025-03-20 and 2026-03-27peers: other advisers, $1B to $5B (247)
What changed
consecutive filings, newest first
- Accounts · 484 to 485Feb 2, 2026 to Mar 27, 2026
- Advisory employees · 10 to 7Feb 2, 2026 to Mar 27, 2026
- Corporate clients · unset to 187.0Feb 2, 2026 to Mar 27, 2026
- HNW clients · 484 to 82Feb 2, 2026 to Mar 27, 2026
- Individual clients · unset to 108.0Feb 2, 2026 to Mar 27, 2026
- Employees · 11 to 10Feb 2, 2026 to Mar 27, 2026
- Discretionary RAUM · $707M to $664MFeb 2, 2026 to Mar 27, 2026
- HNW RAUM · $1.0B to $148MFeb 2, 2026 to Mar 27, 2026
- Individual RAUM · unset to 28774078.0Feb 2, 2026 to Mar 27, 2026
- Non-discretionary RAUM · $403M to $338MFeb 2, 2026 to Mar 27, 2026
- RAUM · $1.1B to $1.0BFeb 2, 2026 to Mar 27, 2026
- Accounts · 239 to 484Dec 23, 2025 to Feb 2, 2026
- Advisory employees · 8 to 10Dec 23, 2025 to Feb 2, 2026
- Charity clients · unset to 1.0Dec 23, 2025 to Feb 2, 2026
- HNW clients · 239 to 484Dec 23, 2025 to Feb 2, 2026
- Employees · 9 to 11Dec 23, 2025 to Feb 2, 2026
- State-registered IARs · 8 to 10Dec 23, 2025 to Feb 2, 2026
- Discretionary RAUM · $248M to $707MDec 23, 2025 to Feb 2, 2026
- HNW RAUM · $589M to $1.0BDec 23, 2025 to Feb 2, 2026
- Non-discretionary RAUM · $391M to $403MDec 23, 2025 to Feb 2, 2026
- RAUM · $639M to $1.1BDec 23, 2025 to Feb 2, 2026
- Accounts · 240 to 239Mar 20, 2025 to Dec 23, 2025
- Advisory employees · 5 to 8Mar 20, 2025 to Dec 23, 2025
- Advisory activities · 2 to 3Mar 20, 2025 to Dec 23, 2025
- BD registered reps · 2 to 4Mar 20, 2025 to Dec 23, 2025
- Business name · AZIMUT GENESIS ADVISORS to AZIMUT INVESTMENT ADVISORS LLCMar 20, 2025 to Dec 23, 2025
- Pooled vehicle clients · 1.0 to unsetMar 20, 2025 to Dec 23, 2025
- Insurance-licensed employees · 3 to 0Mar 20, 2025 to Dec 23, 2025
- State-registered IARs · 4 to 8Mar 20, 2025 to Dec 23, 2025
- Legal name · AZIMUT GENESIS ADVISORS LLC to AZIMUT INVESTMENT ADVISORS LLCMar 20, 2025 to Dec 23, 2025
- Private funds · 1 to unsetMar 20, 2025 to Dec 23, 2025
- Discretionary RAUM · $156M to $248MMar 20, 2025 to Dec 23, 2025
- HNW RAUM · $397M to $589MMar 20, 2025 to Dec 23, 2025
- Non-discretionary RAUM · $291M to $391MMar 20, 2025 to Dec 23, 2025
- Pooled vehicle RAUM · 49691155.0 to unsetMar 20, 2025 to Dec 23, 2025
- RAUM · $447M to $639MMar 20, 2025 to Dec 23, 2025
- Accounts · 226 to 240Mar 22, 2024 to Mar 20, 2025
- Advisory employees · 4 to 5Mar 22, 2024 to Mar 20, 2025
- HNW clients · 226 to 239Mar 22, 2024 to Mar 20, 2025
- Pooled vehicle clients · unset to 1.0Mar 22, 2024 to Mar 20, 2025
Signals
8 dated events
- Stephanie Cordeiro Cesar left Azimut Investment Advisors Llc for Ameriprise Financial Services, Llc (registered 2026-09-01)Aug 24, 2026 · Advisor changed firm · fact
- Camile Infante left Azimut Investment Advisors Llc for Ubs Financial Services Inc. (registered 2026-06-01)Mar 27, 2026 · Advisor changed firm · fact
- 2 advisors left AZ Apice Capital Management LLC (Miami, FL) for Azimut Investment Advisors LLC on the same dayFeb 3, 2026 · Team lift-out · derived
- Azimut Investment Advisors Llc reported RAUM $1.1B, up 74% from $639.1M (2025-12-23 to 2026-02-02)Feb 2, 2026 · RAUM change · derived
- Gustavo Magalhaes Pinto left Azimut Investment Advisors Llc for Azg Capital (registered 2011-06-22)Dec 31, 2025 · Advisor changed firm · fact
- Azimut Investment Advisors Llc reported RAUM $639.1M, up 43% from $447.0M (2025-03-20 to 2025-12-23)Dec 23, 2025 · RAUM change · derived
- Azimut Investment Advisors Llc reported RAUM $392.5M, up 36% from $288.9M (2023-05-09 to 2024-03-22)Mar 22, 2024 · RAUM change · derived
- Felipe T Sezerino left Azimut Investment Advisors Llc for Morgan Stanley (registered 2024-09-09)Dec 15, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 786-866-3700reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/9274757reportedpublic record, Form ADV, Sep 17, 2026
- Website
- azimutgenesis.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 786 866 3700reportedpublic record, Form ADV, May 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $91.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026