RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• J••••• P••••••••
- M••••••• I••••••••• N•••••• I••• BD affiliated currentsince Jun 23, 2008 · Dallas, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 30, 2007 to Jun 24, 2008 · Fort Worth, Tx
- A• G• E•••••• • S•••• I••• unclassifiedSep 23, 2004 to Apr 3, 2007 · Arlington, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••••• I••••••••• N•••••• I•••left Jun 24, 2008, registered Jun 23, 2008 (-1 days) · Other
- A• G• E•••••• • S•••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 3, 2007, registered Mar 30, 2007 (-4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address