DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• P••• S••••

S••••••••• F•••••••• P•••••••state registeredTampa, Fl IA-onlyIAPD 4822786

Certified Financial Planner

Feed of 09/15/2026

Also filed as Chris S••••

At current firm

1 y

since Jan 15, 2025

In the industry

22 y

since Sep 17, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Professional profile: linkedin.com/in/chris-shoup-cfp%C2%AE-06957a56reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

S••••••••• F•••••••• P••••••• state registered current
since Jan 15, 2025 · Tampa, Fl
O••••• I••••••••• A••••••• L•• independent RIA
Jan 28, 2023 to Oct 25, 2023 · Lithia, Fl
C•••••• S••••• • C••• I••• national BD
Oct 27, 2009 to Nov 6, 2020 · Clearwater, Fl
T• A••••••••• I••• former
Aug 30, 2006 to Oct 1, 2009 · Tampa, Fl
T• A••••••••• I••••••••• M••••••••• L•• former
Aug 2, 2006 to Oct 1, 2009 · Tampa, Fl
A••••••••• F•••••••• S•••••••• L•• national BD
Sep 20, 2004 to Oct 28, 2004 · Greenville, Sc

Moves

a registration end followed by a registration begin elsewhere

O••••• I••••••••• A••••••• L•• to S••••••••• F•••••••• P•••••••
left Oct 25, 2023, registered Jan 15, 2025 (448 days) · RIA to a state-registered adviser
C•••••• S••••• • C••• I••• to O••••• I••••••••• A••••••• L••
left Nov 6, 2020, registered Jan 28, 2023 (813 days) · Affiliated broker-dealer or bank to independent RIA
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Oct 1, 2009, registered Aug 30, 2006 (-1128 days) · channel change inside one enterprise, not a move
T• A••••••••• I••• to C•••••• S••••• • C••• I•••
left Oct 1, 2009, registered Oct 27, 2009 (26 days) · Other
A••••••••• F•••••••• S•••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 28, 2004, registered Aug 2, 2006 (643 days) · Other

Signals

C••••••••• P••• S•••• left O••••• I••••••••• A••••••• L•• for S••••••••• F•••••••• P••••••• (registered 2025-01-15)
Oct 25, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address