DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Thirtynorth Investments, LLC
Latest filing Mar 23, 2026
First filing on the tape Dec 23, 2011 · 37 filings
SEC status approved since Sep 23, 2010
RAUM
$468M
reported, Item 5.F
Discretionary
74%
of RAUM
Private clients
51%
$240M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$93.6M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$468M as of Mar 23, 2026
Apr 30, 2012$125M then
HNW client RAUM$205M as of Mar 23, 2026
Mar 1, 2018$49.0M then
State-registered IARs (5.B.3)5 as of Mar 23, 2026
Mar 15, 20134 then
Employees (5.A)6 as of Mar 23, 2026
Mar 15, 20136 then
Private funds: no history
RAUM +36% over the last fiscal year+26% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $93.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 43derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $736,665derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 74%derivedof RAUM
- Institutional
- 48%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +36%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +62%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$219M47%
- High-net-worth individuals$205M44%
- Individuals$35.5M7.6%
- Charitable organizations$5.9M1.3%
- Corporations and businesses$2.8M0.6%
- Individual clients
- 144reported
- HNW clients
- 70reported
- Pension plan clients
- 18reported
- Charitable clients
- 4reported
- Accounts
- 635reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.51 fund_share=0.0 institutional_share=0.48 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Suzanne Trappey Mestayer | New Orleans, La | Dec 17, 2010 | 18 y | 1 |
| Moylan Feild Gomila | New Orleans, La | Jan 25, 2011 | 16 y | 0 |
| Sarah Elizabeth BomhoffChartered Financial Analyst | New Orleans, La | Dec 2, 2019 | 13 y | 0 |
| Kenneth Milvid | New Orleans, La | Jun 25, 2024 | 11 y | 0 |
| Nicholas Creed TrappeyCertified Financial Planner | Monroe, La | Mar 2, 2026 | 17 y | 6 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Lauren Joy Feuer to Spire Wealth Management, LLCNov 5, 2021 · RIA to affiliated broker-dealer or bank
- Margaret Blair Duquesnay to Ritholtz Wealth ManagementJun 4, 2018 · RIA to RIA
- H Clark Gaines Jr to Almanack Investment PartnersFeb 29, 2016 · Other
- Marcel James Dupre to Bcm Advisors, LLCAug 8, 2013 · Other
Joined, latest
- Nicholas Creed Trappey from Pelican Wealth ManagementMar 2, 2026 · Other
- H Clark Gaines Jr from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 10, 2014 · Other
- Margaret Blair Duquesnay from Ignite Investments And PlanningJul 29, 2013 · Other
- Suzanne Trappey Mestayer from Wealth Planners, LLCDec 17, 2010 · Other
- Marcel James Dupre from Wealth Planners, LLCDec 17, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Trappey Suzanne Mestayer · Manager/Managing Principal/Chief Compliance Officercontrolsince 09/2010 · owns less than 5%
- Elizabeth Sarah Bomhoff · Managing Membercontrolsince 01/2023 · owns 75% or more of Latitude Holdings LLC
- Gwathmey Caroline Gomila · Membercontrolsince 10/2014 · owns 50% to 75% of Tni Holdings, LLC
- Feild Moylan Gomila · Managing Membercontrolsince 10/2014 · owns 50% to 75% of Tni Holdings, LLC
- Trappey Suzanne Mestayer · Managing Membercontrolsince 07/2008 · owns 75% or more of Advisean Partners, LLC
Entity owners
- Advisean Partners, LLC · Managing Memberdirect · owns 75% or more
- Latitude Holdings LLC · Memberdirect · owns less than 5%
- Tni Holdings, LLC · Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New Orleans, La · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Mar 23, 2026institutional share of RAUM of 48% against a peer median of 0% (5676 comparable advisers, 99.0th percentile, 16.1 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 99% percentile
- account count surgeChange between filings · filing Mar 23, 2026accounts (Item 5.F.2.f) moved from 371.0 to 635.0 (+71.0%) between the annual amendments of 2025-03-10 and 2026-03-23; the peer median change was +5.0% (3688 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,688) · 97% percentile
- client count surgeChange between filings · filing Mar 23, 2026individual and HNW clients (Item 5.D) moved from 132.0 to 214.0 (+62.0%) between the annual amendments of 2025-03-10 and 2026-03-23; the peer median change was +3.0% (3310 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,310) · 98% percentile
- RAUM up 25 %Change between filings · filing Mar 23, 2026RAUM (Item 5.F) moved from $343,523,000 to $467,782,000 (+36.0%) between the annual amendments of 2025-03-10 and 2026-03-23; the peer median change was +15.0% (4551 comparable advisers, 91.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 91% percentile
What changed
consecutive filings, newest first
- Accounts · 371 to 635Mar 10, 2025 to Mar 23, 2026
- Advisory employees · 4 to 5Mar 10, 2025 to Mar 23, 2026
- HNW clients · 57 to 70Mar 10, 2025 to Mar 23, 2026
- Individual clients · 75 to 144Mar 10, 2025 to Mar 23, 2026
- Pension plan clients · 17 to 18Mar 10, 2025 to Mar 23, 2026
- Employees · 5 to 6Mar 10, 2025 to Mar 23, 2026
- State-registered IARs · 4 to 5Mar 10, 2025 to Mar 23, 2026
- Discretionary RAUM · $249M to $346MMar 10, 2025 to Mar 23, 2026
- HNW RAUM · $139M to $205MMar 10, 2025 to Mar 23, 2026
- Individual RAUM · $13.8M to $35.5MMar 10, 2025 to Mar 23, 2026
- Non-discretionary RAUM · $94.4M to $122MMar 10, 2025 to Mar 23, 2026
- Pension RAUM · $183M to $219MMar 10, 2025 to Mar 23, 2026
- RAUM · $344M to $468MMar 10, 2025 to Mar 23, 2026
- Accounts · 360 to 371Aug 13, 2024 to Mar 10, 2025
- Corporate clients · 3 to 2Aug 13, 2024 to Mar 10, 2025
- HNW clients · 65 to 57Aug 13, 2024 to Mar 10, 2025
- Individual clients · 73 to 75Aug 13, 2024 to Mar 10, 2025
- Pension plan clients · 16 to 17Aug 13, 2024 to Mar 10, 2025
- Employees · 6 to 5Aug 13, 2024 to Mar 10, 2025
- Financial planning clients · 11-25 to 11-25Aug 13, 2024 to Mar 10, 2025
- State-registered IARs · 5 to 4Aug 13, 2024 to Mar 10, 2025
- Discretionary RAUM · $218M to $249MAug 13, 2024 to Mar 10, 2025
- HNW RAUM · $125M to $139MAug 13, 2024 to Mar 10, 2025
- Individual RAUM · $11.0M to $13.8MAug 13, 2024 to Mar 10, 2025
- Non-discretionary RAUM · $92.7M to $94.4MAug 13, 2024 to Mar 10, 2025
- Pension RAUM · $167M to $183MAug 13, 2024 to Mar 10, 2025
- RAUM · $311M to $344MAug 13, 2024 to Mar 10, 2025
- Accounts · 352 to 360Mar 23, 2024 to May 9, 2024
- HNW clients · 64 to 65Mar 23, 2024 to May 9, 2024
- Other offices · 1 to 0Mar 23, 2024 to May 9, 2024
- Discretionary RAUM · $193M to $218MMar 23, 2024 to May 9, 2024
- HNW RAUM · $106M to $125MMar 23, 2024 to May 9, 2024
- Individual RAUM · $10.4M to $11.0MMar 23, 2024 to May 9, 2024
- Non-discretionary RAUM · $86.3M to $92.7MMar 23, 2024 to May 9, 2024
- Pension RAUM · $155M to $167MMar 23, 2024 to May 9, 2024
- RAUM · $279M to $311MMar 23, 2024 to May 9, 2024
- Accounts · 319 to 352Feb 28, 2023 to Mar 23, 2024
- HNW clients · 52 to 64Feb 28, 2023 to Mar 23, 2024
- Individual clients · 79 to 73Feb 28, 2023 to Mar 23, 2024
- Pension plan clients · 17 to 16Feb 28, 2023 to Mar 23, 2024
Signals
3 dated events
- Thirtynorth Investments, Llc reported RAUM $467.8M, up 36% from $343.5M (2025-03-10 to 2026-03-23)Mar 23, 2026 · RAUM change · derived
- Elizabeth Sarah Bomhoff (Managing Member) appeared on Schedule A of Thirtynorth Investments, LlcMar 23, 2024 · Control person joined · fact
- Gwathmey Caroline Gomila (Member) appeared on Schedule A of Thirtynorth Investments, LlcMar 10, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@thirtynorth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 504-528-3685reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/THIRTYNORTH-INVESTMENTS-LLCreportedpublic record, Form ADV, Sep 17, 2026
- Website
- THIRTYNORTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 504-528-3685reportedpublic record, Form ADV, Mar 23, 2026
- Contact form
- thirtynorth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- thirtynorth.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $93.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026