RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• M•••••• B•••••••
- Title
- Senior Financial Advisorreportedcordamanagement.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- C•••• I••••••••• M••••••••• L•• independent RIA currentsince May 10, 2022 · Houston, Tx
- C•••••••• M••••••••• G•••• formerNov 17, 2015 to Jun 10, 2020 · Canyon Lake, Tx
- T• A••••••••• I••• formerJan 9, 2013 to Nov 11, 2015 · Austin, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerJan 9, 2013 to Nov 11, 2015 · Auttin, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 29, 2012 to Jan 7, 2013 · Austin, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 9, 2008 to Mar 27, 2009 · Jacksonville, Fl
- T• A••••••••• I••• formerAug 23, 2007 to Feb 28, 2008 · Austin, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerAug 23, 2007 to Feb 28, 2008 · Austin, Tx
- U••• I••••••••• S••••••• C•••••• no RAUMApr 16, 2007 to Aug 13, 2007 · San Antonio, Tx
- C•••••••• M••••••••• G•••• to C•••• I••••••••• M••••••••• L••left Jun 10, 2020, registered May 10, 2022 (699 days) · RIA to RIA
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Nov 11, 2015, registered Jan 9, 2013 (-1036 days) · Other · moved with a team
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Nov 11, 2015, registered Jan 9, 2013 (-1036 days) · channel change inside one enterprise, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Jan 7, 2013, registered Jan 9, 2013 (2 days) · Other
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 27, 2009, registered Aug 29, 2012 (1251 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Feb 28, 2008, registered Aug 23, 2007 (-189 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 28, 2008, registered Aug 23, 2007 (-189 days) · channel change inside one enterprise, not a move
- U••• I••••••••• S••••••• C•••••• to T• A••••••••• I••••••••• M••••••••• L••left Aug 13, 2007, registered Aug 23, 2007 (10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address