DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Annemarie Rose Book
Chartered Financial Consultant
Feed of 09/15/2026
Also filed as Annemarie Rose Purdy
At current firm
3 y
since Aug 10, 2023
In the industry
22 y
since Jul 1, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Aug 10, 2023 · Sherwood, Or
- Cri Securities, LLC formerJul 19, 2007 to Oct 20, 2021 · Portland, Or
- Marathon Advisors, Inc unclassifiedSep 9, 2005 to Dec 31, 2007 · Portland, Or
- Securian Financial Services, Inc. formerNov 3, 2004 to Aug 10, 2023 · Portland, Or
Moves
a registration end followed by a registration begin elsewhere
- Securian Financial Services, Inc. to Marathon Advisors, Incleft Aug 10, 2023, registered Sep 9, 2005 (-6544 days) · Other
- Cri Securities, LLC to Cetera Investment Advisers LLCleft Oct 20, 2021, registered Aug 10, 2023 (659 days) · Affiliated broker-dealer or bank to another · moved with a team
- Marathon Advisors, Inc to Cri Securities, LLCleft Dec 31, 2007, registered Jul 19, 2007 (-165 days) · Other
Signals
- Annemarie Rose Book left Securian Financial Services, Inc. for Marathon Advisors, Inc (registered 2005-09-09)Aug 10, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address