RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••• L•• BD affiliated currentsince Jul 9, 2025 · Englewood, Co
- A••• C•••••• P•••••••• L•• formerMay 13, 2014 to Oct 2, 2025 · Englewood, Co
- E•••••••• A•••••••• L•• national BDSep 7, 2005 to Apr 16, 2014 · Lakewood, Co
- A••• C•••••• P•••••••• L•• to C••• L••left Oct 2, 2025, registered Jul 9, 2025 (-85 days) · RIA to affiliated broker-dealer or bank · moved with a team
- E•••••••• A•••••••• L•• to A••• C•••••• P•••••••• L••left Apr 16, 2014, registered May 13, 2014 (27 days) · Other
- R••••• B•••• D•••••• left A••• C•••••• P•••••••• L•• for C••• L•• (registered 2025-07-09)Oct 2, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address