DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Peter Timothy Frawley
Feed of 09/14/2026
At current firm
14 y
since Jun 27, 2012
In the industry
21 y
since Nov 1, 2004 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Overwatch Advisors, LLC state registered currentsince Dec 22, 2022 · Oxford, Mi
- Corecap Advisors BD affiliated currentsince Jun 27, 2012 · Southfield, Mi
- Leonard And Company formerJun 3, 2011 to Jun 12, 2012 · Troy, Mi
- Robert W. Baird & Co. Incorporated mixed wealthJan 6, 2010 to Mar 3, 2011 · Birmingham, Mi
Moves
a registration end followed by a registration begin elsewhere
- Leonard And Company to Corecap Advisorsleft Jun 12, 2012, registered Jun 27, 2012 (15 days) · Other
- Robert W. Baird & Co. Incorporated to Leonard And Companyleft Mar 3, 2011, registered Jun 3, 2011 (92 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address