RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• P••• D••
- A••••••• W••••• A••••••• BD affiliated currentsince Feb 12, 2026 · Suwanee, Ga
- D•••••• L••• S••••• L•• formerJan 7, 2026 to Feb 10, 2026 · Rome, Ga
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedDec 1, 2025 to Feb 12, 2026 · Rome, Ga
- R••••••••• C••• F••• G••••• L•• unclassifiedApr 3, 2019 to Sep 10, 2020 · Alpharetta, Ga
- R••••••••• C••• F••• G••••• L•• unclassifiedMar 22, 2018 to Dec 31, 2018 · Alpharetta, Ga
- D•••••• L••• S••••• L•• formerJan 16, 2018 to Dec 31, 2025 · Alpharetta, Ga
- C•••••••• I••••••••• R••••••• A•••••••• I••• to D•••••• L••• S••••• L••left Feb 12, 2026, registered Jan 7, 2026 (-36 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- D•••••• L••• S••••• L•• to A••••••• W••••• A•••••••left Feb 10, 2026, registered Feb 12, 2026 (2 days) · RIA to affiliated broker-dealer or bank · moved with a team
- D•••••• L••• S••••• L•• to R••••••••• C••• F••• G••••• L••left Dec 31, 2025, registered Mar 22, 2018 (-2841 days) · Other · moved with a team
- R••••••••• C••• F••• G••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Sep 10, 2020, registered Dec 1, 2025 (1908 days) · Other
- B•••• P••• D•• left C•••••••• I••••••••• R••••••• A•••••••• I••• for D•••••• L••• S••••• L•• (registered 2026-01-07)Feb 12, 2026 · Advisor changed firm · fact
- B•••• P••• D•• left D•••••• L••• S••••• L•• for A••••••• W••••• A••••••• (registered 2026-02-12)Feb 10, 2026 · Advisor changed firm · fact
- B•••• P••• D•• left D•••••• L••• S••••• L•• for R••••••••• C••• F••• G••••• L•• (registered 2018-03-22)Dec 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address