DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

W•••••• J••• F••••

R•••••• J•••• • A••••••••• I•••national BDBirmingham, Aldual registrantIAPD 4831284

Feed of 09/14/2026

Also filed as Billy Focia

At current firm

2 y

since May 29, 2024

In the industry

22 y

since Sep 3, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• • A••••••••• I••• national BD current
since May 29, 2024 · Birmingham, Al
M•••• F•••••••• A••••••• BD affiliated
Feb 7, 2017 to Jun 19, 2024 · Birmingham, Al
W•••• F•••• A••••••• wirehouse
Jan 3, 2014 to Feb 1, 2017 · Tuscaloosa, Al
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 18, 2012 to Jan 2, 2014 · Alpharetta, Ga
O•••• F•• I••• former
Jul 2, 2009 to May 10, 2011 · Virginia Beach, Va
E•••••• C•••••• M••••••••• L•• former
Mar 4, 2009 to Jun 30, 2009 · Arlington, Va

Moves

a registration end followed by a registration begin elsewhere

M•••• F•••••••• A••••••• to R•••••• J•••• • A••••••••• I•••
left Jun 19, 2024, registered May 29, 2024 (-21 days) · RIA to affiliated broker-dealer or bank
W•••• F•••• A••••••• to M•••• F•••••••• A•••••••
left Feb 1, 2017, registered Feb 7, 2017 (6 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Jan 2, 2014, registered Jan 3, 2014 (1 days) · Wirehouse to wirehouse
O•••• F•• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left May 10, 2011, registered Oct 18, 2012 (527 days) · Other
E•••••• C•••••• M••••••••• L•• to O•••• F•• I•••
left Jun 30, 2009, registered Jul 2, 2009 (2 days) · Other

Signals

W•••••• J••• F•••• left M•••• F•••••••• A••••••• for R•••••• J•••• • A••••••••• I••• (registered 2024-05-29)
Jun 19, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address