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Registered advisor
D•••• A•••• O•••••••••
Feed of 09/14/2026
Also filed as D. A•••• O•••••••••
At current firm
19 y
since Aug 21, 2007
In the industry
21 y
since Aug 6, 2005 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- G••••• W••••• M••••••••• I••• BD affiliated currentsince Aug 21, 2007 · Deer Park, Tx
- S••••••••• A•••••• A•••••••• I••• formerJul 9, 2007 to Aug 21, 2007 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to G••••• W••••• M••••••••• I•••left Aug 21, 2007, registered Aug 21, 2007 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address