S••••• I••••••••

• L•• F•••••••• L•• BD affiliated current
  since Apr 4, 2019 · Miami Lakes, Fl
• I••••••••• F•••••••• P••••••• BD affiliated
  Dec 23, 2015 to Dec 17, 2018 · Ft Lauderdale, Fl
• C•••• I••••••••• S••••••• C•••• former
  May 2, 2009 to Feb 8, 2011 · Hialeah, Fl
• W••• I••••••••• I••• unclassified
  Jun 6, 2008 to May 2, 2009 · Hialeah, Fl

• I••••••••• F•••••••• P••••••• to L•• F•••••••• L••
  left Dec 17, 2018, registered Apr 4, 2019 (108 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
• C•••• I••••••••• S••••••• C•••• to I••••••••• F•••••••• P•••••••
  left Feb 8, 2011, registered Dec 23, 2015 (1779 days) · Other
• W••• I••••••••• I••• to C•••• I••••••••• S••••••• C••••
  left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address