RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• A••• L••••••
- A•••••• R••••••• C•••••• independent RIA currentsince Jan 5, 2026 · Dallas, Tx
- D••••••• C•••••• M••••••••• A•••••••• I•• formerMay 22, 2012 to Jun 2, 2015 · Philadelphia, Pa
- A••••• P•••••• I••••••••• A•••• M••••••••• I••• formerApr 20, 2006 to Apr 9, 2012 · Boston, Ma
- A••••• A•••• M••••••••• U•• I••• formerDec 1, 2005 to Apr 20, 2006 · Boston, Ma
- D••••••• C•••••• M••••••••• A•••••••• I•• to A•••••• R••••••• C••••••left Jun 2, 2015, registered Jan 5, 2026 (3870 days) · Other
- A••••• P•••••• I••••••••• A•••• M••••••••• I••• to D••••••• C•••••• M••••••••• A•••••••• I••left Apr 9, 2012, registered May 22, 2012 (43 days) · Other
- A••••• A•••• M••••••••• U•• I••• to A••••• P•••••• I••••••••• A•••• M••••••••• I•••left Apr 20, 2006, registered Apr 20, 2006 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address