DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Feed of 09/15/2026
Also filed as M••• D•••• P••••••• D•••••••
At current firm
2 y
since Oct 10, 2023
In the industry
22 y
since Oct 1, 2003 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• L••• other currentsince Oct 10, 2023 · New York, Ny
- M•• F•••••••• S•••••••• I••• formerMay 17, 2005 to Nov 15, 2006 · Iselin, Nj
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to A••••••••• L•••left Nov 15, 2006, registered Oct 10, 2023 (6173 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address